DFX Intelligence

A••••••• T••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant44 years in industry

A••••••• T••••• L••••

Advisor at A••• L••••••• I••

SEATTLE, WA

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Search this name across graphsid dfx:ria:23480c02-0dad-d8bc-6903-ca73b971ab66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• L••••••• I••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 1, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• L••••••• I••	Former SEC adviser	Dec 2, 2008	n/a	yes	SEATTLE, WA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Nov 4, 2005	Mar 3, 2009	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	A••• L••••••• I••	Mar 3, 2009	Dec 2, 2008	-91	Firm change after gap	Other

Relationships

Registered with (2)

→ A••• L••••••• I••Registered adviserregistration: current employment
Dec 2, 2008 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2005 to Mar 3, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23480c02-0dad-d8bc-6903-ca73b971ab66
First observed: Nov 4, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.