DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A••••••• T••••• L••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
17 y
since Dec 2, 2008
In the industry
44 y
since Mar 1, 1982 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••• L••••••• I•• former currentsince Dec 2, 2008 · Seattle, Wa
- P•••••••• S••••••••• I••• BD affiliatedNov 4, 2005 to Mar 3, 2009 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to A••• L••••••• I••left Mar 3, 2009, registered Dec 2, 2008 (-91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address