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Advisor at VIRTUE CAPITAL MANAGEMENT, LLC
BRENTWOOD, TN | PAWLEYS ISLAND, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VIRTUE CAPITAL MANAGEMENT, LLC | Independent wealth | Dec 21, 2021 | n/a | yes | BRENTWOOD, TN|PAWLEYS ISLAND, SC | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Oct 1, 2015 | May 17, 2018 | no | Charlotte, NC|KENTWOOD, MI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 2, 2009 | Oct 14, 2015 | no | CHARLOTTE, NC|MOORESVILLE, NC|CHARLOTTE, NC | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Aug 20, 2008 | Oct 6, 2009 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | VIRTUE CAPITAL MANAGEMENT, LLC | May 17, 2018 | Dec 21, 2021 | 1,314 | Firm change after gap | Ibd to RIA |
| LPL FINANCIAL LLC | REGAL INVESTMENT ADVISORS LLC | Oct 14, 2015 | Oct 1, 2015 | -13 | Firm change | Other |
| ESI FINANCIAL ADVISORS | LPL FINANCIAL LLC | Oct 6, 2009 | Oct 2, 2009 | -4 | Firm change | Other |