DFX Intelligence

V•••••• L••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

V•••••• L••••• P•••

Advisor at S•• W••••• A•••••••• L••

PARSIPPANY, NJ | LA MESA, CA

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Search this name across graphsid dfx:ria:234e6238-b4cf-3200-859e-6a154d2368f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 30, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W••••• A•••••••• L••	Independent wealth	Feb 7, 2025	n/a	yes	PARSIPPANY, NJ\|LA MESA, CA	Current employment
P••• F•••••••• A•••••••	n/a	Sep 23, 2013	Mar 27, 2025	no	SAN DIEGO, CA\|La Mesa, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• F•••••••• A•••••••	S•• W••••• A•••••••• L••	Mar 27, 2025	Feb 7, 2025	-48	Firm change after gap	Other
C••••• A•••••• N••••••• L••	P••• F•••••••• A•••••••	Sep 30, 2013	Sep 23, 2013

Relationships

Registered with (3)

→ S•• W••••• A•••••••• L••Registered adviserregistration: current employment
Feb 7, 2025 to presentfactForm ADV
→ P••• F•••••••• A•••••••Registered adviserregistration: previous registration
Sep 23, 2013 to Mar 27, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 28, 2005 to Sep 30, 2013factForm ADV

Dated events

Occurred
Mar 27, 2025
A•••••• firm change
V•••••• L••••• P••• left P••• F•••••••• A••••••• for S•• W••••• A•••••••• L•• (registered 2025-02-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:234e6238-b4cf-3200-859e-6a154d2368f1
First observed: Jan 28, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.