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CRD 119193
PARSIPPANY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KYLE ROBERT STAWICKI | n/a | PARSIPPANY, NJ | 18 | 19 | n/a | no |
| MARIE DECAPRIO | n/a | PARSIPPANY, NJ | Sleepy Hollow, NY | 11 | 22 | 1 | no |
| JEREMY DAVID RHEN | Certified Financial Planner | EWING, NJ | PARSIPPANY, NJ | 10 | 11 | n/a | no |
| JOSEPH ANTHONY PIELA | Certified Financial Planner | PARSIPPANY, NJ | 10 | 19 | 1 | no |
| GREGG ALAN MUNN | Certified Financial Planner | PARSIPPANY, NJ | JACKSONVILLE, FL | 8 | 12 | 1 | no |
| MATTHEW BERNOCCHI | Certified Financial Planner | Wayne, NJ | PARSIPPANY, NJ | 7 | 10 | 1 | no |
| MARTIN DOUGLAS PARLATO | n/a | PARSIPPANY, NJ | Ponte Vedra, FL | PONTE VEDRA, FL | 6 | 45 | 4 | no |
| ERIC MICHAEL SEIDMAN | n/a | PARSIPPANY, NJ | 6 | 17 | n/a | no |
| ALEXANDRA SARA HOFF | n/a | PARSIPPANY, NJ | 5 | 10 | n/a | no |
| JACK LOGAN CASSIDY | n/a | PARSIPPANY, NJ | Marlton, NJ | 3 | 10 | 1 | no |
| Alexa Tambasco | Chartered Financial Consultant | PARSIPPANY, NJ | 3 | 12 | n/a | no |
| Jonathan Shen | Certified Financial Planner | PARSIPPANY, NJ | EWING, NJ | 3 | 12 | 1 | no |
| ADAM TODD GOLDBERG | Certified Financial Planner | PARSIPPANY, NJ | 3 | 14 | 3 | no |
| Rachael Leah Decosta | n/a | PARSIPPANY, NJ | 2 | 24 | 3 | no |
| BARBARA C. NEVILS | Certified Financial Planner | PARSIPPANY, NJ | JACKSONVILLE, FL | 2 | 27 | 3 | no |
| JENNIFER E LEONG | Certified Financial Planner | PARSIPPANY, NJ | New Jersey, NJ | 2 | 19 | 4 | no |
| WILLIAM PATRICK CONNOR | Certified Financial Planner|Chartered Financial Analyst | PARSIPPANY, NJ | 2 | 26 | 4 | no |
| KENNETH FRANK ROBINSON | Certified Financial Planner | ROCKY RIVER, OH | PARSIPPANY, NJ | 1 | 24 | 1 | no |
| VALERIE LOUISE PECK | n/a | PARSIPPANY, NJ | LA MESA, CA | 1 | 23 | 2 | no |
| WAYNE ALBERT PAMPALONI | Certified Financial Planner | MYRTLE BEACH, SC | PARSIPPANY, NJ | 1 | 34 | 4 | no |
| JAMIE MICHAEL LIMA | Certified Financial Planner | Valley Center, CA | PARSIPPANY, NJ | 1 | 20 | 9 | no |
| John Edward Tevnan | Certified Financial Planner | PARSIPPANY, NJ | Norwalk, CT | 1 | 10 | 1 | no |
| JILL C. HENNESSEY | Certified Financial Planner | Salem, MA | PARSIPPANY, NJ | 1 | 15 | 1 | no |
| Luke Zulauf | n/a | PARSIPPANY, NJ | Boca Raton, FL | 1 | 11 | 5 | no |
| Ryan Michael Freda | n/a | Lafayette, NJ | PARSIPPANY, NJ | 1 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SAXWA STRATEGIC INCOME FUND, L.P. | n/a | $19.3M | Aug 19, 2026 | 1 | Aug 19, 2026 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DAMIANO, JOSEPH, ANTHONY | CEO (MANAGING MEMBER) | Na | yes | 07/2025 | Aug 19, 2026 | Aug 19, 2026 |
| Hodges, Trevor, James | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | Na | yes | 07/2024 | Aug 19, 2026 | Aug 19, 2026 |
| SAX ADVISORY GROUP, LLC | Owner | E | yes | 10/2025 | Aug 19, 2026 | Aug 19, 2026 |
| STAWICKI, KYLE, ROBERT | MEMBER / MANAGING PARTNER | Na | yes | 01/2015 | Aug 19, 2026 | Aug 19, 2026 |
| SAX LLP | Owner | E | yes | 02/1999 | Aug 24, 2016 | Dec 9, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SAX LLP | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Concord | Ma | United States | 2 | no |
| Ewing | Nj | United States | 2 | no |
| Jacksonville | FL | United States | 1 | no |
| Wakefield | Ma | United States | 1 | no |
| Londonderry | Nh | United States | 1 | no |
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 22, 2026 | $3.6B | $3.5B | 39 | 37 | 9 | 1 | n/a |
| 2024 | Feb 20, 2025 | $2.4B | $2.4B | 39 | 24 | 9 | n/a | n/a |
| 2023 | Mar 22, 2024 | $1.7B | $1.7B | 23 | 15 | 5 | n/a | n/a |
| 2022 | Mar 27, 2023 | $1.3B | $1.3B | 13 | 13 | 3 | n/a | n/a |
| 2021 | Mar 21, 2022 | $1.4B | $1.3B | 13 | 13 | 2 | n/a | n/a |
| 2020 | Mar 26, 2021 | $1.1B | $1.0B | 12 | 12 | 2 | n/a | n/a |
| 2019 | Mar 25, 2020 | $1.0B | $960M | 10 | 10 | 2 | n/a | n/a |
| 2018 | Mar 26, 2019 | $853M | $818M | 8 | 8 | 1 | n/a | n/a |
| 2017 | Mar 27, 2018 | $895M | $853M | 8 | 8 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $613M | $603M | 8 | 7 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $595M | $585M | 11 | 9 | n/a | n/a | n/a |
| 2014 | Mar 17, 2015 | $574M | $561M | 9 | 6 | n/a | n/a | n/a |
| 2013 | Jan 30, 2014 | $552M | $542M | 7 | 5 | n/a | n/a | n/a |
| 2012 | Aug 3, 2012 | $259M | $252M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 15 | 1 | 14 | 2.3% | 2 | 0 | 0 | 28 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.6B | $2.4B | 47.3% | $1.3B | 40.8% | 39 | 39 | 10 | 9 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Bakeravenue | 2 | Mar 29, 2024 | Apr 4, 2024 | NEW YORK, NY | Team lift out | RIA to RIA | 9.5% |