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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Brett Munson

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Cottonwood Heights, UT | Milwaukee, WI | COTTONWD HTS, UT

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Search this name across graphsid dfx:ria:2351744b-0c6e-4ff8-1f64-c649443834bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 29, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 23, 1993
First registration: Aug 29, 2016
Dual registered: yes, broker-dealer
Other names: BRETT ALLEN MUNSON
IAPD individual key: 2348905

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 14, 2026	n/a	yes	COTTONWD HTS, UT\|Cottonwood Heights, UT\|Milwaukee, WI	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 15, 2024	Jan 2, 2026	no	Cottonwood Heights, UT\|SAN DIEGO, CA	Previous registration
LONE PEAK ADVISERS	Independent wealth	Apr 13, 2023	Aug 15, 2023	no	DRAPER, UT	Previous registration
LONE PEAK ADVISERS	Independent wealth	May 13, 2020	Dec 31, 2022	no	DRAPER, UT	Previous registration
MORGAN STANLEY	Wirehouse	Aug 29, 2016	Nov 19, 2018	no	SALT LAKE CITY, UT\|PURCHASE, NY\|Salt Lake City, UT\|SOUTH JORDAN, UT\|SOUTH JORDAN, UT\|SOUTH JORDAN, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jan 2, 2026	Jul 14, 2026	193	Firm change	Other
LONE PEAK ADVISERS	LPL ENTERPRISE, LLC	Aug 15, 2023	Nov 15, 2024	458	Firm change after gap	RIA to new firm
MORGAN STANLEY	LONE PEAK ADVISERS	Nov 19, 2018	May 13, 2020	541	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 15, 2024 to Jan 2, 2026factForm ADV
→ LONE PEAK ADVISERSRegistered adviserregistration: previous registration
Apr 13, 2023 to Aug 15, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 29, 2016 to Nov 19, 2018factForm ADV

Dated events

Occurred
Jan 2, 2026
Advisor changed firm
Brett Munson left Lpl Enterprise, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-07-14)
Form ADVobserved 6 days ago
Occurred
Aug 15, 2023
Advisor changed firm
Brett Munson left Lone Peak Advisers for Lpl Enterprise, Llc (registered 2024-11-15)
Form ADVobserved 6 days ago