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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LONE PEAK ADVISERS

LONE PEAK ADVISERS, LLC, CRD 296772

DRAPER, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e18feb51-38f2-b770-3e2c-479e4662883d

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 15
On other graphs: 0
Observed: May 14, 2018 to Mar 3, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $125MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $125M
Private client RAUM: $125MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $13.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 905
Individual clients: 855
High net worth clients: 50
SEC number: 801-127627
CRD: 296772
Filings on the tape: 35
First filed: May 14, 2018
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, UT
Website: lonepeakadvisers.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID WILLIAM JAMES	n/a	DRAPER, UT	3	42	5	yes
BRAD JEDD MYERS	Chartered Financial Consultant	DRAPER, UT	3	26	5	yes
ZACH R ROYTER	n/a	DRAPER, UT	3	13	1	no
Jim Lee DeMuth	n/a	DRAPER, UT	3	9	1	no
LAURA CARRERA WARNOCK	n/a	DRAPER, UT	2	26	7	yes
David K Shackelford	n/a	DRAPER, UT	1	12	n/a	yes
AARON L HAMMER	n/a	St. Cloud, MN	1	25	1	yes
THOMAS WALTER MULDER	Chartered Financial Consultant	St. Cloud, MN \| DRAPER, UT	0	44	1	yes
DANIEL GERALD GOMEZ	n/a	Salt Lake City , UT \| DRAPER, UT	0	35	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
JAMES, DAVID, WILLIAM	MANAGER/PRINCIPAL	E	yes	05/2018	Jul 11, 2018	Jun 13, 2024
MYERS, BRAD, JEDD	SUPERVISORY PRINCIPAL & CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Feb 23, 2023	Jun 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TRANSITIONAL BROKER LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$125M	$125M	8	8	0	n/a	n/a
2024	Mar 3, 2025	$119M	$119M	10	8	0	n/a	n/a
2023	Mar 18, 2024	$104M	$104M	9	7	1	n/a	n/a
2021	Mar 14, 2022	$148M	$148M	10	10	0	n/a	n/a
2020	Mar 27, 2021	$197M	$197M	9	7	0	n/a	n/a
2019	Jan 24, 2020	$142M	$141M	5	4	0	n/a	n/a
2018	Jan 18, 2019	$115M	$115M	5	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	1	0	0	4	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$125M	$119M	5.4%	n/a	n/a	8	10	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GENEOS WEALTH MANAGEMENT, INC.	2	Jul 18, 2022	Jul 19, 2022	CEDAR CITY, UT	Team lift out	Ibd to RIA	1.2%
LONE PEAK CAPITAL MANAGEMENT, LLC	2	Mar 23, 2021	Dec 20, 2018	MIDVALE, UT	Team lift out	Other	66.7%

Relationships

Registered with (16)

← DANIEL GERALD GOMEZAdvisorregistration: current employment
Jul 28, 2026 to presentfactForm ADV
← THOMAS WALTER MULDERAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← AARON L HAMMERAdvisorregistration: current employment
Sep 9, 2025 to presentfactForm ADV
← David K ShackelfordAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← LAURA CARRERA WARNOCKAdvisorregistration: current employment
May 3, 2024 to presentfactForm ADV
← ZACH R ROYTERAdvisorregistration: previous registration
Jun 30, 2020 to Dec 31, 2022factForm ADV
← Jim Lee DeMuthAdvisorregistration: previous registration
Mar 25, 2022 to Dec 31, 2022factForm ADV
← DAVID WILLIAM JAMESAdvisorregistration: previous registration
Sep 20, 2018 to Dec 31, 2022factForm ADV
← BRAD JEDD MYERSAdvisorregistration: previous registration
Jul 19, 2022 to Dec 31, 2022factForm ADV
← MEGAN MARIE PALAZZOAdvisorregistration: previous registration
Apr 13, 2023 to Dec 2, 2024factForm ADV
← KIMBERLY A MALLASAdvisorregistration: previous registration
Apr 13, 2023 to Jan 19, 2024factForm ADV
← Brett MunsonAdvisorregistration: previous registration
Apr 13, 2023 to Aug 15, 2023factForm ADV
← CRAIG BRIMHALL NELSONAdvisorregistration: previous registration
Jul 10, 2019 to Sep 20, 2022factForm ADV
← TRAVIS JOHN HUDAKAdvisorregistration: previous registration
Dec 20, 2018 to Nov 15, 2021factForm ADV
← DAVID ADAMS GALLMANAdvisorregistration: previous registration
Oct 30, 2018 to Mar 23, 2020factForm ADV
← Tyler Scott OlsonAdvisorregistration: previous registration
Aug 14, 2018 to Mar 16, 2020factForm ADV

Controls (1)

← JAMES, DAVID, WILLIAMOwnerMANAGER/PRINCIPAL, ownership code E, individual
Jul 11, 2018 to Jun 13, 2024factForm ADV

Owns (1)

← MYERS, BRAD, JEDDOwnerSUPERVISORY PRINCIPAL & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 23, 2023 to Jun 13, 2024factForm ADV

Moved with (2)

← GENEOS WEALTH MANAGEMENT, INC.Registered adviser2 advisors, team lift out, same day
Jul 18, 2022 to Jul 19, 2022factForm ADV
← LONE PEAK CAPITAL MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Mar 23, 2021 to Dec 20, 2018factForm ADV

Dated events

Occurred
Dec 2, 2024
Advisor changed firm
Megan Marie Palazzo left Lone Peak Advisers for Consolidated Portfolio Review Corp (registered 2025-03-07)
Form ADVobserved 3 days ago
Occurred
Jan 19, 2024
Advisor changed firm
Kimberly A Mallas left Lone Peak Advisers for Consolidated Portfolio Review Corp (registered 2024-02-21)
Form ADVobserved 3 days ago
Occurred
Oct 6, 2023
Control person left
John Travis Hudak (Owner/Not An Employee) no longer on Schedule A of Lone Peak Advisers (listed 2023-05-30, absent 2023-10-06)
Form ADVobserved 3 days ago
Occurred
Aug 15, 2023
Advisor changed firm
Brett Munson left Lone Peak Advisers for Lpl Enterprise, Llc (registered 2024-11-15)
Form ADVobserved 3 days ago
Occurred
Mar 10, 2023
Control person left
Allen Brett Munson (Principal) no longer on Schedule A of Lone Peak Advisers (listed 2023-02-23, absent 2023-03-10)
Form ADVobserved 3 days ago
Occurred
Sep 20, 2022
Advisor changed firm
Craig Brimhall Nelson left Lone Peak Advisers for Legacy Cornerstone Wealth Llc (registered 2022-07-26)
Form ADVobserved 3 days ago
Occurred
Jul 18, 2022
Team lift-out
2 advisors left Geneos Wealth Management, Inc. (Cedar City, UT) for Lone Peak Advisers on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 17, 2021
Control person joined
John Travis Hudak (Owner) appeared on Schedule A of Lone Peak Advisers
Form ADVobserved 3 days ago
Occurred
Nov 9, 2021
Control person left
L Richard Tolotti (Managing Member) no longer on Schedule A of Lone Peak Advisers (listed 2021-05-13, absent 2021-11-09)
Form ADVobserved 3 days ago
Occurred
Mar 27, 2021
Succession filed (Item 4)
Lone Peak Advisers, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 3 days ago
Occurred
Mar 27, 2021
Control person joined
L Richard Tolotti (Member Manager) appeared on Schedule A of Lone Peak Advisers
Form ADVobserved 3 days ago
Occurred
Apr 23, 2020
Control person joined
Allen Brett Munson (Chief Compliance Officer) appeared on Schedule A of Lone Peak Advisers
Form ADVobserved 3 days ago
Occurred
Apr 23, 2020
Control person left
Scott Tyler Olson (Chief Compliance Officer) no longer on Schedule A of Lone Peak Advisers (listed 2020-01-24, absent 2020-04-23)
Form ADVobserved 3 days ago
Occurred
Feb 22, 2019
Control person joined
Scott Tyler Olson (Chief Compliance Officer) appeared on Schedule A of Lone Peak Advisers
Form ADVobserved 3 days ago
Occurred
May 14, 2018
First Form ADV filing
Lone Peak Advisers, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e18feb51-38f2-b770-3e2c-479e4662883d
First observed: May 14, 2018
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LONE PEAK ADVISERS

LONE PEAK ADVISERS, LLC, CRD 296772

DRAPER, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e18feb51-38f2-b770-3e2c-479e4662883d

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID WILLIAM JAMES

n/a

DRAPER, UT

yes

BRAD JEDD MYERS

Chartered Financial Consultant

DRAPER, UT

yes

ZACH R ROYTER

n/a

DRAPER, UT

Jim Lee DeMuth

n/a

DRAPER, UT

LAURA CARRERA WARNOCK

n/a

DRAPER, UT

yes

David K Shackelford

n/a

DRAPER, UT

n/a

yes

AARON L HAMMER

n/a

St. Cloud, MN

yes

THOMAS WALTER MULDER

Chartered Financial Consultant

St. Cloud, MN | DRAPER, UT

yes

DANIEL GERALD GOMEZ

n/a

Salt Lake City , UT | DRAPER, UT

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

JAMES, DAVID, WILLIAM

MANAGER/PRINCIPAL

yes

05/2018

Jul 11, 2018

Jun 13, 2024

MYERS, BRAD, JEDD

SUPERVISORY PRINCIPAL & CHIEF COMPLIANCE OFFICER

01/2023

Feb 23, 2023

Jun 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TRANSITIONAL BROKER LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$125M

n/a

2024

Mar 3, 2025

$119M

n/a

2023

Mar 18, 2024

$104M

n/a

2021

Mar 14, 2022

$148M

n/a

2020

Mar 27, 2021

$197M

n/a

2019

Jan 24, 2020

$142M

$141M

n/a

2018

Jan 18, 2019

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$125M

$119M

5.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GENEOS WEALTH MANAGEMENT, INC.

Jul 18, 2022

Jul 19, 2022

CEDAR CITY, UT

Team lift out

Ibd to RIA

1.2%

LONE PEAK CAPITAL MANAGEMENT, LLC

Mar 23, 2021

Dec 20, 2018

MIDVALE, UT

Team lift out

Other

66.7%