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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

DARRICK WILLIAM DUENWALD

Advisor at WELLS FARGO ADVISORS

HIGHLANDS RANCH, CO | ST. LOUIS, MO | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:236fd34f-2ffd-4991-4476-dfd6a2bf1b65

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Aug 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Apr 3, 1997
First registration: Aug 30, 2001
Dual registered: yes, broker-dealer
Other names: DARRICK WILLIAM DUENWALD|DARRICK DUENWALD
IAPD individual key: 2394440

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 16, 2026	n/a	yes	ST. LOUIS, MO\|GREENWOOD VILLAGE, CO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 19, 2018	n/a	yes	GREENWOOD VILLAGE, CO\|HIGHLANDS RANCH, CO	Current employment
WELLS FARGO ADVISORS	Wirehouse	Mar 27, 2017	May 21, 2018	no	ST. LOUIS, MO	Previous registration
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	May 20, 2014	Mar 24, 2017	no	ST. LOUIS, MO	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	May 20, 2014	Mar 24, 2017	no	ST. LOUIS, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 7, 2013	Feb 21, 2014	no	CHESTERFIELD, MO	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Oct 27, 2008	May 8, 2013	no	ST LOUIS, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 6, 2004	Jun 4, 2008	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 30, 2001	Apr 20, 2004	no	BOULDER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL INDEPENDENT ADVISORS, LLC	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Mar 24, 2017	May 20, 2014	-1,039	Firm change after gap	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	WELLS FARGO ADVISORS	Mar 24, 2017	Mar 27, 2017	3	Firm change	Ibd to wirehouse
LPL FINANCIAL LLC	STIFEL INDEPENDENT ADVISORS, LLC	Feb 21, 2014	May 20, 2014	88	Firm change	Other
WALNUT STREET SECURITIES, INC.	LPL FINANCIAL LLC	May 8, 2013	May 7, 2013	-1	Firm change	Other
LPL FINANCIAL LLC	WALNUT STREET SECURITIES, INC.	Jun 4, 2008	Oct 27, 2008	145	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Apr 20, 2004	Apr 6, 2004	-14	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 16, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 27, 2017 to May 21, 2018factForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 20, 2014 to Mar 24, 2017factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
May 20, 2014 to Mar 24, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 7, 2013 to Feb 21, 2014factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Oct 27, 2008 to May 8, 2013factForm ADV

Dated events

No dated event names this entity yet.