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Advisor at CHARLES SCHWAB & CO., INC.
Phoenix, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 16, 2021 | n/a | yes | Phoenix, AZ | Current employment |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Sep 12, 2018 | Jul 30, 2021 | no | TEMPE, AZ | Previous registration |
| EDWARD JONES | National bd RIA | Oct 24, 2013 | Oct 2, 2017 | no | PHOENIX, AZ|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | CHARLES SCHWAB & CO., INC. | Jul 30, 2021 | Aug 16, 2021 | 17 | Firm change | Ibd to ibd |
| EDWARD JONES | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Oct 2, 2017 | Sep 12, 2018 | 345 | Firm change | Ibd to ibd |