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BANCWEST INVESTMENT SERVICES, INC., CRD 29357
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BANK OF MONTREAL | Shareholder | E | yes | 09/1989 | Feb 1, 2023 | Aug 10, 2023 |
| BIEL, ROLLIN LYNN | BWIS VICE PRESIDENT - CHIEF FINANCIAL OFFICER/PFO | Na | yes | 09/2018 | Sep 12, 2017 | Aug 10, 2023 |
| BMO FINANCIAL CORP | Shareholder | E | yes | 11/2011 | Feb 1, 2023 | Aug 10, 2023 |
| BMO HARRIS BANK N.A. | SOLE SHAREHOLDER | E | yes | 02/2023 | Feb 1, 2023 | Aug 10, 2023 |
| DUBENDORF, DARIN KEITH | BWIS PRESIDENT/CEO - WMG HEAD OF CLIENT SOLUTIONS | Na | yes | 03/2018 | Jan 8, 2016 | Aug 10, 2023 |
| HATFIELD, JOHN CALVIN | BWIS VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | Na | yes | 09/2018 | Sep 26, 2018 | Aug 10, 2023 |
| PRUITT, JEFFREY PAUL | BWIS VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | Na | yes | 11/2016 | Nov 16, 2016 | Aug 10, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BANK OF MONTREAL | n/a | n/a | n/a | Y | yes | n/a |
| BMO FINANCIAL CORPORATION | n/a | n/a | n/a | Y | yes | n/a |
| BMO HARRIS BANK N.A. | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Tempe | Az | United States | 35 | yes |
| SAN FRANCISCO | CA | United States | 20 | yes |
| WALNUT CREEK | CA | United States | 16 | yes |
| Pasadena | CA | United States | 14 | yes |
| SAN JOSE | CA | United States | 11 | yes |
| LAKE OSWEGO | Or | United States | 11 | yes |
| NEWPORT BEACH | CA | United States | 10 | yes |
| Omaha | Ne | United States | 9 | yes |
| Centennial | Co | United States | 8 | yes |
| Omaha | Ne | United States | 8 | yes |
| NEW YORK | NY | United States | 7 | yes |
| Sacramento | CA | United States | 6 | yes |
| Sacramento | CA | United States | 6 | yes |
| SAN RAMON | CA | United States | 6 | yes |
| LA JOLLA | CA | United States | 5 | yes |
| LOS ANGELES | CA | United States | 5 | yes |
| Fargo | Nd | United States | 5 | yes |
| Albuquerque | Nm | United States | 5 | yes |
| CITRUS HEIGHTS | CA | United States | 4 | yes |
| ELK GROVE | CA | United States | 4 | yes |
| GARDEN GROVE | CA | United States | 4 | yes |
| LA HABRA | CA | United States | 4 | yes |
| NEWPORT BEACH | CA | United States | 4 | yes |
| Sacramento | CA | United States | 4 | yes |
| Beaverton | Or | United States | 4 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $2.0B | $2.0B | 369 | 272 | 440 | n/a | n/a |
| 2021 | Mar 31, 2022 | $2.5B | $2.5B | 372 | 282 | 387 | n/a | n/a |
| 2020 | Mar 31, 2021 | $2.2B | $2.2B | 332 | 243 | 459 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.8B | $1.8B | 343 | 305 | 460 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.5B | $1.5B | 361 | 245 | 547 | n/a | n/a |
| 2017 | Mar 30, 2018 | $1.5B | $1.5B | 358 | 175 | 525 | n/a | n/a |
| 2016 | Mar 30, 2017 | $1.1B | $1.1B | 474 | 164 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $896M | $896M | 469 | 329 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $694M | $692M | 444 | 286 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $412M | $351M | 396 | 128 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $218M | $0 | 365 | 65 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $101M | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $2.0B | $2.5B | -19.2% | $1.8B | 4.6% | 369 | 372 | 440 | 387 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FIRST NATIONAL ADVISERS, LLC | 2 | Aug 24, 2023 | Aug 4, 2026 | OMAHA, NE | Team lift out | Other | 11.1% |
| FIRST CITIZENS INVESTOR SERVICES, INC. | 2 | Aug 24, 2023 | Nov 16, 2023 | OMAHA, NE | Team lift out | Ibd to ibd | 11.1% |
| LPL FINANCIAL LLC | 6 | Aug 24, 2023 | Mar 25, 2025 | OMAHA, NE | Team lift out | Ibd to ibd | 33.3% |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | 2 | Jul 21, 2022 | Jul 8, 2022 | OKLAHOMA CITY, OK | Team lift out | Ibd to RIA | 1.1% |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2 | May 13, 2022 | May 9, 2022 | MIAMI, AZ | Team lift out | Ibd to wirehouse | 1.1% |
| CHARLES SCHWAB & CO., INC. | 2 | Sep 8, 2021 | Oct 18, 2021 | TEMPE, AZ | Team lift out | Ibd to ibd | 1.0% |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 3 | Jan 22, 2020 | May 28, 2020 | BURBANK, CA | Team lift out | Ibd to wirehouse | 1.4% |
| RAYMOND JAMES & ASSOCIATES, INC. | 2 | Jul 17, 2018 | Jul 9, 2018 | SAN FRANCISCO, CA | Team lift out | Ibd to ibd | 1.0% |
| WELLS FARGO ADVISORS | 2 | May 30, 2018 | May 25, 2018 | WESTMINSTER, CO | Team lift out | Ibd to wirehouse | 1.0% |
| PRISM FINANCIAL STRATEGIES, LLC | 2 | Oct 20, 2017 | Sep 22, 2017 | DENVER, CO | Team lift out | Other | 1.1% |
| J.P. MORGAN SECURITIES LLC | 2 | Aug 24, 2017 | Nov 29, 2017 | SANTA ANA, CA | Team lift out | Other | 1.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 2 | Feb 20, 2019 | Dec 4, 2019 | SCOTTSDALE, AZ | Team lift out | Wirehouse to ibd | 0.0% |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 4 | Aug 15, 2018 | Sep 12, 2018 | CHANDLER, AZ | Team lift out | Wirehouse to ibd | 0.0% |
| SCOTTRADE INVESTMENT MANAGEMENT | 2 | Mar 8, 2018 | Jan 28, 2019 | SAINT LOUIS, MO | Team lift out | Ibd to ibd | 0.7% |
| WELLS FARGO ADVISORS | 2 | Mar 14, 2016 | Mar 4, 2016 | PORTLAND, OR | Team lift out | Other | 0.0% |
| EDWARD JONES | 2 | Mar 14, 2016 | Mar 21, 2016 | CAMERON PARK, CA | Team lift out | Other | 0.0% |