DFX Intelligence

L••• M•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

L••• M•••• M•••••

Advisor at A•••• F••••••••• L••

SAN FRANCISCO, CA | Groveland, MA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Nov 24, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F••••••••• L••	Independent wealth	May 28, 2026	n/a	yes	SAN FRANCISCO, CA\|Groveland, MA	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Jan 7, 2025	May 5, 2026	no	Groveland, MA\|Danvers, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	A•••• F••••••••• L••	May 5, 2026	May 28, 2026	23	Firm change	RIA to RIA
J••••• M••••••••• S•••• L••	R••••• W• B•••• • C•• I•••••••••	Jan 23, 2025	Jan 7, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
463:8158:MA:2025-01-23	Jan 23, 2025	Jan 7, 2025	DANVERS, MA	Firm change
6363:282163:NH:2016-01-20	Jan 20, 2016	Jan 9, 2016	HAMPTON, NH	Firm change

Relationships

Registered with (5)

→ A•••• F••••••••• L••Registered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jan 7, 2025 to May 5, 2026factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Jan 10, 2024 to Jan 23, 2025factForm ADV
→ N••••• S••••••••• L••

Dated events

Order

Occurred
5 May 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
23 Jan 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 24, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.