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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)44 years in industry

WILLIAM GERARD MCKENNA

Advisor at PROVENANCE WEALTH ADVISORS

FORT LAUDERDALE, FL | MASON, OH

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 1, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROVENANCE WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 7
Designations: Chartered Financial Consultant
Exams: S63
First exam: Feb 19, 1982
First registration: Feb 1, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 1029691

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROVENANCE WEALTH ADVISORS	Independent wealth	Apr 8, 2013	n/a	yes	MASON, OH\|FORT LAUDERDALE, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 6, 2013	Aug 25, 2023	no	MASON, OH	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Apr 2, 2013	Sep 3, 2013	no	MASON, OH	Previous registration
OSAIC FA, INC.	Former SEC adviser	Nov 12, 2008	Feb 8, 2013	no	CINCINNATI, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 1, 2006	Jul 28, 2008	no	CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH\|CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	n/a	Aug 25, 2023	n/a	n/a	Departure no registered destination	Departure
WALNUT STREET SECURITIES, INC.	PROVENANCE WEALTH ADVISORS	Sep 3, 2013	Apr 8, 2013	-148	Firm change after gap	Other
OSAIC FA, INC.	WALNUT STREET SECURITIES, INC.	Feb 8, 2013	Apr 2, 2013	53	Firm change	Other
MML INVESTORS SERVICES, LLC	OSAIC FA, INC.	Jul 28, 2008	Nov 12, 2008	107	Firm change	Other

Relationships

Registered with (5)

→ PROVENANCE WEALTH ADVISORSRegistered adviserregistration: current employment
Apr 8, 2013 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 6, 2013 to Aug 25, 2023factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Apr 2, 2013 to Sep 3, 2013factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Nov 12, 2008 to Feb 8, 2013factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Feb 1, 2006 to Jul 28, 2008factForm ADV

Dated events

Occurred
Aug 25, 2023
Advisor departed, no destination yet
William Gerard Mckenna no longer registered at Raymond James Financial Services Advisors, Inc; no later IA registration on IAPD
Form ADVobserved 4 days ago