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RIA / WealthAdvisor26 years in industry

SCOTT OWEN CONWELL

Advisor at HARBOUR INVESTMENTS, INC.

MADISON, WI

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Search this name across graphsid dfx:ria:238a8b59-a28c-667c-c182-d27b39aeef29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARBOUR INVESTMENTS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 16, 2000
First registration: Dec 13, 2006
Dual registered: no
Other names: Scott Owen Conwell|Scott O Conwell
IAPD individual key: 4238913

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARBOUR INVESTMENTS, INC.	Independent wealth	Jan 29, 2024	n/a	yes	MADISON, WI	Current employment
CANOPY WEALTH MANAGEMENT	Independent wealth	Aug 15, 2018	Jan 23, 2024	no	MIDDLETON, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 12, 2007	Feb 12, 2007	no	MIDDLETON, WI	Previous registration
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	n/a	Dec 13, 2006	Feb 2, 2007	no	MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CANOPY WEALTH MANAGEMENT	HARBOUR INVESTMENTS, INC.	Jan 23, 2024	Jan 29, 2024	6	Firm change	RIA to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CANOPY WEALTH MANAGEMENT	Feb 12, 2007	Aug 15, 2018	4,202	Firm change after gap	Other
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 2, 2007	Feb 12, 2007	10	Firm change	Other

Relationships

Registered with (4)

→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: current employment
Jan 29, 2024 to presentfactForm ADV
→ CANOPY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 15, 2018 to Jan 23, 2024factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 12, 2007 to Feb 12, 2007factForm ADV
→ NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Dec 13, 2006 to Feb 2, 2007factForm ADV

Dated events

Occurred
Jan 23, 2024
Advisor changed firm
Scott Owen Conwell left Canopy Wealth Management for Harbour Investments, Inc. (registered 2024-01-29)
Form ADVobserved 6 days ago