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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CANOPY WEALTH MANAGEMENT

ERN FINANCIAL, LLC, CRD 297717

MIDDLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0873cf9d-969f-3921-5fc9-d5e3442dd2e8

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 15
On other graphs: 0
Observed: Jul 2, 2018 to Apr 8, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-04-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 2,608
Individual clients: 299
High net worth clients: 293
Custody, client assets: $27.1M
SEC number: 801-113774
CIK: 1768302
CRD: 297717
Filings on the tape: 31
First filed: Jul 2, 2018
Latest filed: Apr 8, 2026
Organised: Limited Liability Company, MI
Website: canopy-wealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ERIC DAVID RAETHER	Certified Financial Planner	MIDDLETON, WI	8	34	2	no
DAVID MICHAEL MUEHL	n/a	MIDDLETON, WI	8	23	2	no
ERNEST PATRICK MOOSHERR	Chartered Financial Consultant	Birmingham, MI \| MIDDLETON, WI	8	38	n/a	no
MARK GREGORY BUCHANAN	Certified Financial Planner	MIDDLETON, WI	5	13	n/a	no
Reyn Eichenlaub	n/a	MIDDLETON, WI \| Birmingham, MI	4	11	n/a	no
MELODIE KAY ACE	Chartered Financial Consultant	MIDDLETON, WI	3	25	6	no
BRIAN JAMES KOPP	n/a	MIDDLETON, WI	1	19	1	no
Trent Jacob Hinton	n/a	MIDDLETON, WI	1	10	n/a	no
Frederick Haas Moosherr	n/a	Birmingham, MI \| MIDDLETON, WI	1	11	n/a	no
Ernest Devan Moosherr	n/a	Birmingham, MI \| MIDDLETON, WI \| Paradise Valley, AZ	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUCHANAN, MARK, GREGORY	CHIEF COMPLIANCE OFFICER/COO	Na	yes	12/2023	Apr 8, 2026	Apr 8, 2026
ERN MICHIGAN, INC.	Member	C	yes	05/2018	Apr 8, 2026	Apr 8, 2026
ERN WISCONSIN, INC.	Member	C	yes	05/2018	Apr 8, 2026	Apr 8, 2026
RAETHER, ERIC, DAVID	President	Na	yes	05/2018	Apr 8, 2026	Apr 8, 2026
ERN-CD ARIZONA	Member	C	yes	06/2021	Jun 19, 2021	Nov 20, 2024
MOOSHERR, ERNEST, PATRICK	Member	E	yes	05/2018	Jul 2, 2018	Nov 20, 2024
MOOSHERR, ERNEST, PATRICK	CHIEF EXECUTIVE OFFICER	Na	yes	05/2018	Jul 2, 2018	Nov 20, 2024
RAETHER, ERIC, DAVID	Member	E	yes	05/2018	Jul 2, 2018	Nov 20, 2024
WING, CHAD, FREDERICK	VICE PRESIDENT	Na	yes	06/2021	Jun 19, 2021	Nov 20, 2024
WING, CHAD, FREDERICK	Member	E	yes	06/2021	Jun 19, 2021	Nov 20, 2024
MUEHL, DAVID, MICHAEL	Member	C	no	05/2018	Jul 2, 2018	Nov 20, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	5	no
Birmingham	Mi	United States	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 8, 2026	$1.2B	$1.1B	12	7	3	n/a	n/a
2024	Feb 18, 2025	$1.5B	$1.2B	20	13	2	n/a	n/a
2023	Mar 19, 2024	$1.3B	$1.1B	21	11	2	n/a	n/a
2022	Mar 9, 2023	$1.1B	$931M	22	12	2	n/a	n/a
2021	Mar 29, 2022	$1.2B	$1.1B	20	11	2	n/a	n/a
2020	Mar 31, 2021	$716M	$654M	13	5	1	n/a	n/a
2019	Mar 30, 2020	$589M	$554M	12	5	1	n/a	n/a
2018	Mar 1, 2019	$583M	$556M	8	5	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.5B	-21.8%	$1.1B	2.4%	12	20	3	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	3	Jun 3, 2025	Jun 12, 2025	SCOTTSDALE, AZ	Team lift out	RIA to RIA	23.1%

Relationships

Registered with (19)

← Ernest Devan MoosherrAdvisorregistration: current employment
Nov 13, 2025 to presentfactForm ADV
← Frederick Haas MoosherrAdvisorregistration: current employment
Jul 25, 2025 to presentfactForm ADV
← Trent Jacob HintonAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← BRIAN JAMES KOPPAdvisorregistration: current employment
Nov 12, 2024 to presentfactForm ADV
← MELODIE KAY ACEAdvisorregistration: current employment
Jan 20, 2023 to presentfactForm ADV
← Reyn EichenlaubAdvisorregistration: current employment
May 10, 2022 to presentfactForm ADV
← MARK GREGORY BUCHANANAdvisorregistration: current employment
Jun 22, 2021 to presentfactForm ADV
← ERNEST PATRICK MOOSHERRAdvisorregistration: current employment
Aug 17, 2018 to presentfactForm ADV
← ERIC DAVID RAETHERAdvisorregistration: current employment
Aug 15, 2018 to presentfactForm ADV
← DAVID MICHAEL MUEHLAdvisorregistration: current employment
Aug 15, 2018 to presentfactForm ADV
← CHAD FREDERICK WINGAdvisorregistration: previous registration
Jun 19, 2021 to Jun 3, 2025factForm ADV
← DUSTIN ELLIOTT BRUTTONAdvisorregistration: previous registration
Jun 19, 2021 to Jun 3, 2025factForm ADV
← Alexander David MitchellAdvisorregistration: previous registration
Aug 30, 2024 to Jun 3, 2025factForm ADV
← Drew Louis KootmanAdvisorregistration: previous registration
Mar 14, 2022 to Jun 3, 2025factForm ADV
← Kelly Elizabeth MeyerAdvisorregistration: previous registration
Apr 6, 2022 to Jun 3, 2025factForm ADV
← Johnathon J CampionAdvisorregistration: previous registration
Jun 22, 2021 to Jun 3, 2025factForm ADV
← Joseph MayoneAdvisorregistration: previous registration
Aug 21, 2018 to Mar 27, 2025factForm ADV
← SCOTT OWEN CONWELLAdvisorregistration: previous registration
Aug 15, 2018 to Jan 23, 2024factForm ADV
← RICHARD EDWARD MIDAAdvisorregistration: previous registration
Aug 21, 2018 to Feb 24, 2022factForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser2 advisors, team lift out, same day
Jun 3, 2025 to Jun 12, 2025factForm ADV

Controls (7)

← MOOSHERR, ERNEST, PATRICKOwnerMEMBER, ownership code E, individual
Jul 2, 2018 to Nov 20, 2024factForm ADV
← RAETHER, ERIC, DAVIDOwnerMEMBER, ownership code E, individual
Jul 2, 2018 to Nov 20, 2024factForm ADV
← WING, CHAD, FREDERICKOwnerMEMBER, ownership code E, individual
Jun 19, 2021 to Nov 20, 2024factForm ADV
← BUCHANAN, MARK, GREGORYOwnerCHIEF COMPLIANCE OFFICER/COO, ownership code NA, individual
Jan 17, 2024 to Nov 20, 2024factForm ADV
← ERN MICHIGAN, INC.OwnerMEMBER, ownership code C, domestic entity
Jul 2, 2018 to Nov 20, 2024factForm ADV
← ERN WISCONSIN, INC.OwnerMEMBER, ownership code C, domestic entity
Jul 2, 2018 to Nov 20, 2024factForm ADV
← ERN-CD ARIZONAOwnerMEMBER, ownership code C, domestic entity
Jun 19, 2021 to Nov 20, 2024factForm ADV

Owns (1)

← MUEHL, DAVID, MICHAELOwnerMEMBER, ownership code C, individual
Jul 2, 2018 to Nov 20, 2024factForm ADV

Dated events

Occurred
Jun 3, 2025
Team lift-out
2 advisors left Canopy Wealth Management (Scottsdale, AZ) for Cerity Partners LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jun 3, 2025
Advisor changed firm
Johnathon J Campion left Canopy Wealth Management for Cerity Partners Llc (registered 2025-06-12)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Advisor changed firm
Dustin Elliott Brutton left Canopy Wealth Management for Cerity Partners Llc (registered 2025-06-11)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Advisor changed firm
Alexander David Mitchell left Canopy Wealth Management for Cerity Partners Llc (registered 2025-06-11)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Advisor changed firm
Kelly Elizabeth Meyer left Canopy Wealth Management for Cerity Partners Llc (registered 2025-06-12)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Advisor changed firm
Drew Louis Kootman left Canopy Wealth Management for Petrichor Asset Management Llc (registered 2024-07-11)
Form ADVobserved 6 days ago
Occurred
Jun 3, 2025
Advisor changed firm
Chad Frederick Wing left Canopy Wealth Management for Petrichor Asset Management Llc (registered 2024-07-15)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2025
Advisor changed firm
Joseph Mayone left Canopy Wealth Management for Farther (registered 2025-03-20)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2024
Advisor changed firm
Scott Owen Conwell left Canopy Wealth Management for Harbour Investments, Inc. (registered 2024-01-29)
Form ADVobserved 6 days ago
Occurred
Jan 17, 2024
Control person left
O Scott Conwell (Chief Compliance Officer) no longer on Schedule A of Canopy Wealth Management (listed 2023-03-09, absent 2024-01-17)
Form ADVobserved 6 days ago
Occurred
Jan 17, 2024
Control person joined
Gregory Mark Buchanan (Chief Compliance Officer/Coo) appeared on Schedule A of Canopy Wealth Management
Form ADVobserved 6 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Canopy Wealth Management reported RAUM $1.2B, up 64% from $716.3M (2021-06-19 to 2022-03-29)
Form ADVobserved 6 days ago
$457M
Occurred
Feb 24, 2022
Advisor changed firm
Richard Edward Mida left Canopy Wealth Management for Palatine Hill Wealth Management (registered 2022-03-01)
Form ADVobserved 6 days ago
Occurred
Jun 19, 2021
Control person joined
Frederick Chad Wing (Vice President) appeared on Schedule A of Canopy Wealth Management
Form ADVobserved 6 days ago
Occurred
Jul 2, 2018
First Form ADV filing
Canopy Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0873cf9d-969f-3921-5fc9-d5e3442dd2e8
First observed: Jul 2, 2018
Last observed: Apr 8, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CANOPY WEALTH MANAGEMENT

ERN FINANCIAL, LLC, CRD 297717

MIDDLETON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0873cf9d-969f-3921-5fc9-d5e3442dd2e8

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ERIC DAVID RAETHER

Certified Financial Planner

MIDDLETON, WI

DAVID MICHAEL MUEHL

n/a

MIDDLETON, WI

ERNEST PATRICK MOOSHERR

Chartered Financial Consultant

Birmingham, MI | MIDDLETON, WI

n/a

MARK GREGORY BUCHANAN

Certified Financial Planner

MIDDLETON, WI

n/a

Reyn Eichenlaub

n/a

MIDDLETON, WI | Birmingham, MI

n/a

MELODIE KAY ACE

Chartered Financial Consultant

MIDDLETON, WI

BRIAN JAMES KOPP

n/a

MIDDLETON, WI

Trent Jacob Hinton

n/a

MIDDLETON, WI

n/a

Frederick Haas Moosherr

n/a

Birmingham, MI | MIDDLETON, WI

n/a

Ernest Devan Moosherr

n/a

Birmingham, MI | MIDDLETON, WI | Paradise Valley, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUCHANAN, MARK, GREGORY

CHIEF COMPLIANCE OFFICER/COO

yes

12/2023

Apr 8, 2026

ERN MICHIGAN, INC.

Member

yes

05/2018

Apr 8, 2026

ERN WISCONSIN, INC.

Member

yes

05/2018

Apr 8, 2026

RAETHER, ERIC, DAVID

President

yes

05/2018

Apr 8, 2026

ERN-CD ARIZONA

Member

yes

06/2021

Jun 19, 2021

Nov 20, 2024

MOOSHERR, ERNEST, PATRICK

Member

yes

05/2018

Jul 2, 2018

Nov 20, 2024

MOOSHERR, ERNEST, PATRICK

CHIEF EXECUTIVE OFFICER

yes

05/2018

Jul 2, 2018

Nov 20, 2024

RAETHER, ERIC, DAVID

Member

yes

05/2018

Jul 2, 2018

Nov 20, 2024

WING, CHAD, FREDERICK

VICE PRESIDENT

yes

06/2021

Jun 19, 2021

Nov 20, 2024

WING, CHAD, FREDERICK

Member

yes

06/2021

Jun 19, 2021

Nov 20, 2024

MUEHL, DAVID, MICHAEL

Member

05/2018

Jul 2, 2018

Nov 20, 2024

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Birmingham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 8, 2026

$1.2B

$1.1B

n/a

2024

Feb 18, 2025

$1.5B

$1.2B

n/a

2023

Mar 19, 2024

$1.3B

$1.1B

n/a

2022

Mar 9, 2023

$1.1B

$931M

n/a

2021

Mar 29, 2022

$1.2B

$1.1B

n/a

2020

Mar 31, 2021

$716M

$654M

n/a

2019

Mar 30, 2020

$589M

$554M

n/a

2018

Mar 1, 2019

$583M

$556M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$1.5B

-21.8%

$1.1B

2.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Jun 3, 2025

Jun 12, 2025

SCOTTSDALE, AZ

Team lift out

RIA to RIA

23.1%