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A•••••• A• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A•••••• A• N•••••

Advisor at S•• F••••••••

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:238e3007-4f91-73ee-fb22-1207981934be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• F••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•• F••••••••	State registered	Sep 25, 2024	n/a	yes	MIAMI, FL	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 22, 2023	Sep 19, 2024	no	SOUTH JORDAN, UT\|San Jose, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• A••••••• S•••••••• L••	S•• F••••••••	Sep 19, 2024	Sep 25, 2024	6	Firm change	Ibd to state RIA
D••• I••••••••• L••	D•••••••• A••••••• S•••••••• L••	Dec 31, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155576:326060:CA:2023-12-22	Dec 31, 2023	Dec 22, 2023	SAN JOSE, CA	Firm change

Relationships

Registered with (3)

→ S•• F••••••••Registered adviserregistration: current employment
Sep 25, 2024 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2023 to Sep 19, 2024factForm ADV
→ D••• I••••••••• L••Registered adviserregistration: previous registration
Oct 30, 2019 to Dec 31, 2023factForm ADV

Dated events

Occurred
Sep 19, 2024
Advisor changed firm
A•••••• A• N••••• left D•••••••• A••••••• S•••••••• L•• for S•• F•••••••• (registered 2024-09-25)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2023
Advisor changed firm
A•••••• A• N••••• left D••• I••••••••• L•• for D•••••••• A••••••• S•••••••• L•• (registered 2023-12-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:238e3007-4f91-73ee-fb22-1207981934be
First observed: Oct 30, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.