DFX Intelligence

J•••• R•••••• C•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• R•••••• C•••• C•••••••

Advisor at I•• W••••• M••••••••• L••

overland park, KS | CHICAGO, IL

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Search this name across graphsid dfx:ria:23939704-c011-c8c0-8e5c-099b0142f624

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	Nov 9, 2017	n/a	yes	CHICAGO, IL\|overland park, KS	Current employment
N•••••• W••••• G••••• L••	Former SEC adviser	Aug 4, 2014	Dec 31, 2017	no	OVERLAND PARK, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••• W••••• G••••• L••	I•• W••••• M••••••••• L••	Dec 31, 2017	Nov 9, 2017	-52	Firm change after gap	Other
I••••••••• F•••••••• P•••••••	N•••••• W••••• G••••• L••	Oct 17, 2014	Aug 4, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
171952:171481:KS:2017-12-31	Dec 31, 2017	Nov 9, 2017	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (4)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 9, 2017 to presentfactForm ADV
→ N•••••• W••••• G••••• L••Registered adviserregistration: previous registration
Aug 4, 2014 to Dec 31, 2017factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 27, 2013 to Oct 17, 2014factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23939704-c011-c8c0-8e5c-099b0142f624
First observed: Mar 20, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.