DFX Intelligence

A••••••• I••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

A••••••• I••••••••• P•••••••

A••••••• ASSET MANAGEMENT LLC, CRD 311095

GREENWICH, CT

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 2
Observed: Oct 23, 2020 to Mar 31, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

A••••••• I••••••••• P•••••••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

RIA / Wealth Managementidentity

A••••••• I••••••••• P•••••••

Registered adviser · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $730M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 24

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• I••••••••• F••• I• •••••• S•••	Other Private Fund	$488M	Mar 31, 2026	9	Dec 15, 2020	reported	021-381745
A•• 2• L•	Other Private Fund	$305M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• H••••••• L••	SOLE MEMBER	E	yes	05/2020	May 13, 2022	Nov 18, 2024
A••••••• I••••••••• P••••••• L••	MANAGING MEMBER	E	yes	03/2022	May 13, 2022	Nov 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• C•••••• P••••••• I• L•••	n/a	n/a	n/a	N	yes	n/a
A••••• C•••••• P••••••• I•• L•••	n/a	n/a	n/a	N	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$1.0B	12.3%	$827M	11.6%	24	23	0	0

Relationships

Advises (6)

→ B•••••••• D•••••• C••••••••• A• L•••Private fundOther Private Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ A••••••• I••••••••• F••• I• •••••• S•••Private fundOther Private Fund, IA
Dec 15, 2020 to presentfactForm ADV
→ A••••••• I••••••••• F••• I•• L•••Private fundOther Private Fund, IA
Dec 15, 2020 to presentfactForm ADV
→ A•• 2• L•

Dated events

Order

Occurred
31 Mar 2026
Private fund first reported
••• Locked
Form ADV
$72.6M
Occurred
31 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$371M
Occurred
31 Mar 2022
Control person left
••• Locked
Form ADV
Occurred
23 Oct 2020
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 23, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 18 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• C•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
A•• 2• G• L••	n/a	n/a	n/a	N	yes	n/a
A•• G• I• L•••	n/a	n/a	n/a	N	yes	n/a
A•• L•••	n/a	n/a	n/a	N	yes	n/a
B•••••••• D•••••• C••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
C••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
E••••••••• C••••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
L•••••••• P••••••• C••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a