DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• I••••••••• P•••••••
Legal name A••••••• A•••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 23, 2020 · 17 filings
SEC status approved since Nov 23, 2020
RAUM
$1.2B
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.2B as of Mar 31, 2026
Mar 31, 2021$308M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)24 as of Mar 31, 2026
Mar 31, 202133 then
Private funds6 as of Mar 31, 2026
Mar 31, 20213 then
RAUM +12% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $192MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $963M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $963M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• I••••••••• F••• I• •••••• S••• | Other Private Fund | $488M | 9 | Dec 15, 2020 |
| A•• 2• L• | Other Private Fund | $264M | 2 | Mar 31, 2022 |
| A••••• I••••••••• P••••••• F••• I•• L••• | Other Private Fund | $61.4M | 5 | Dec 15, 2020 |
| B•••••••• D•••••• C••••••••• A• L••• | Other Private Fund | $32.0M | 3 | Mar 31, 2023 |
| A••••• I••••••••• F••• I•• L••• | Other Private Fund | $9.0M | 2 | Dec 15, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• A•••••• G••••• P•••••• · Managing Membercontrolsince 03/2022 · owns 50% to 75% of A••••••• I••••••••• P••••••• L••
- M•••••••• J••••• M••••••• · Managing Membercontrolsince 03/2022 · owns 50% to 75% of A••••••• I••••••••• P••••••• L••
- B•••••• A•••••• G••••• P•••••• · Co-Managing Partnersince 05/2020 · owns less than 5%
- H••••••• M•••••• · Chief Compliance Officersince 04/2023 · owns less than 5%
- K•••••••• J•••••• J••• · General Counselsince 05/2020 · owns less than 5%
- M•••••••• J••••• M••••••• · Co-Managing Partnersince 05/2020 · owns less than 5%
- R•••••• L•••• · Chief Financial Officersince 05/2020 · owns less than 5%
- R•••• C••••••••• M•••••• · Chief Risk Officersince 01/2023 · owns less than 5%
Entity owners
- A••••••• H••••••• L•• · Sole Memberdirect · owns 75% or more
- A••••••• I••••••••• P••••••• L•• · Managing Memberindirect · owns 75% or more of A••••••• H••••••• L••
Related persons
Schedule D 7.A
- A••••• C•••••• P••••••• I• L•••investment adviserbankn
- A••••• C•••••• P••••••• I•• L•••investment adviserbankn
- A••••• F• G• L••investment adviserpooled vehicle sponsorn
- A••••• G• I• A••• L•••investment adviserbankpooled vehicle sponsorn
- A••••• G• I•• L•••investment adviserbankpooled vehicle sponsorn
- A••••• G• I••• L•••investment adviserbankpooled vehicle sponsorn
- A••••• I••••••••• F••• I•• ••••• G• S•• R•••investment adviserpooled vehicle sponsorn
- A••••• I••••••••• F••• I• ••••• G• S•• R•••investment adviserpooled vehicle sponsorn
- A••••• P••••••• F••• G• I•• L•••investment adviserbankpooled vehicle sponsorn
- A••••••• C•••••• P••••••• L••investment advisern
- A••••••• C•••••• P••••••• L••investment advisern
- A•• 2• G• L••investment adviserpooled vehicle sponsorn
- A•• G• I• L•••investment adviserpooled vehicle sponsorn
- A•• L•••investment advisern
- B•••••••• D•••••• C••••••••• G• L••investment adviserpooled vehicle sponsorn
- C••••••• G•• L•••investment adviserpooled vehicle sponsorn
- E••••••••• C••••••••• G•• L•••investment adviserpooled vehicle sponsorn
- L•••••••• P••••••• C••••••••• G•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 16 to 20Jun 19, 2025 to Mar 31, 2026
- Assets in custody · $932M to $963MJun 19, 2025 to Mar 31, 2026
- Employees · 23 to 24Jun 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $651M to $730MJun 19, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $374M to $420MJun 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $1.2BJun 19, 2025 to Mar 31, 2026
- RAUM · $1.0B to $1.2BJun 19, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 19, 2025
- Accounts · 5 to 6Nov 18, 2024 to Mar 31, 2025
- Advisory employees · 17 to 16Nov 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 5 to 6Nov 18, 2024 to Mar 31, 2025
- Assets in custody · $843M to $932MNov 18, 2024 to Mar 31, 2025
- Employees · 25 to 23Nov 18, 2024 to Mar 31, 2025
- Private funds · 5 to 6Nov 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $582M to $651MNov 18, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $338M to $374MNov 18, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $920M to $1.0BNov 18, 2024 to Mar 31, 2025
- RAUM · $920M to $1.0BNov 18, 2024 to Mar 31, 2025
- Assets in custody · $621M to $843MMay 11, 2023 to Mar 28, 2024
- Employees · 24 to 25May 11, 2023 to Mar 28, 2024
- Discretionary RAUM · $521M to $582MMay 11, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $306M to $338MMay 11, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $827M to $920MMay 11, 2023 to Mar 28, 2024
- RAUM · $827M to $920MMay 11, 2023 to Mar 28, 2024
- Accounts · 4 to 5Oct 27, 2022 to Mar 31, 2023
- Business name · A••••••• A•••• M••••••••• L•• to A••••••• I••••••••• P•••••••Oct 27, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 5Oct 27, 2022 to Mar 31, 2023
- Assets in custody · $394M to $621MOct 27, 2022 to Mar 31, 2023
- Employees · 29 to 24Oct 27, 2022 to Mar 31, 2023
- Private funds · 4 to 5Oct 27, 2022 to Mar 31, 2023
- Discretionary RAUM · $379M to $521MOct 27, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $300M to $306MOct 27, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $679M to $827MOct 27, 2022 to Mar 31, 2023
- RAUM · $679M to $827MOct 27, 2022 to Mar 31, 2023
- Business name · A••••• A•••• M••••••••• L•• to A••••••• A•••• M••••••••• L••May 13, 2022 to Oct 27, 2022
- Legal name · A••••• A•••• M••••••••• L•• to A••••••• A•••• M••••••••• L••May 13, 2022 to Oct 27, 2022
- Accounts · 8 to 4Dec 1, 2021 to Mar 31, 2022
- Advisory employees · 18 to 17Dec 1, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Dec 1, 2021 to Mar 31, 2022
- Assets in custody · unset to 393515526.0Dec 1, 2021 to Mar 31, 2022
Signals
3 dated events
- A••••••• I••••••••• P••••••• reported RAUM $678.8M, up 120% from $308.2M (2021-12-01 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- William Christopher Beale (Member) no longer on Schedule A of A••••••• I••••••••• P••••••• (listed 2021-12-01, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- A••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• I••••••••• P••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- astatineip.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 230-930-3800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026