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Advisor at OSAIC WEALTH, INC.
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Oct 26, 2011 | Jan 24, 2025 | no | WESTLAKE VILLAGE, CA | Previous registration |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Jun 27, 2011 | Oct 14, 2011 | no | WEST HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| WORLD EQUITY GROUP, INC. | OSAIC FA, INC. | Oct 14, 2011 | Oct 26, 2011 | 12 | Firm change | Other |