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CRD 29087
SCHAUMBURG, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROBERT DANIEL YAROSZ | Chartered Financial Consultant | ARLINGTON HEIGHTS, IL | Schaumburg, IL | 28 | 36 | n/a | yes |
| GARY THOMAS RICHARDS | Certified Financial Planner | Schaumburg, IL | ARLINGTON HEIGHTS, IL | 28 | 32 | n/a | yes |
| TODD JAY BALBER | Certified Financial Planner | Schaumburg, IL | ARLINGTON HEIGHTS, IL | 28 | 30 | n/a | yes |
| BARRY NEAL LINK | n/a | SCHAUMBURG, IL | Fort Meyers, FL | 25 | 44 | n/a | yes |
| JOHN HARTING STITT | n/a | Bradenton, FL | SCHAUMBURG, IL | 24 | 34 | n/a | yes |
| MICHAEL PECK MANNO | n/a | SCHAUMBURG, IL | LAKE MILLS, WI | 23 | 41 | 3 | yes |
| THOMAS WILLIAM RENDL | n/a | ARLINGTON HEIGHTS, IL | Schaumburg, IL | 22 | 37 | n/a | yes |
| ROBERT FRANCIS BIENIEK | n/a | Port Barrington, IL | SCHAUMBURG, IL | 21 | 43 | n/a | yes |
| PRAKASH MOKTAN | n/a | SCHAUMBURG, IL | Franklin, TN | 20 | 24 | n/a | yes |
| KENNETH MICHAEL VALENTINO | n/a | Willowbrook, IL | SCHAUMBURG, IL | 19 | 24 | n/a | yes |
| PATRICIA ANN ERWIN | n/a | SCHAUMBURG, IL | SPARKS, NV | 19 | 21 | 1 | yes |
| TIMOTHY JOHN ERWIN | n/a | SCHAUMBURG, IL | SPARKS, NV | 19 | 21 | 1 | yes |
| JOSEPH ANTHONY ORSOLINI | n/a | GLEN ELLYN, IL | SCHAUMBURG, IL | 19 | 36 | n/a | yes |
| JOHN DAVID STRALEY | n/a | SCHAUMBURG, IL | Schaumburg, IL | Wesley Chapel, FL | CHICAGO, IL | Schaumberg, IL | 17 | 30 | 1 | yes |
| MARK JULIAN STREFNER | n/a | SCHAUMBURG, IL | Oakbrook Terrace, IL | 17 | 30 | 1 | yes |
| MARC FROST | n/a | DUNWOODY, GA | 17 | 42 | 3 | yes |
| ANTHONY GEORGE LAVARDA | n/a | SCHAUMBURG, IL | NAPERVILLE, IL | 17 | 39 | 2 | yes |
| SHERWIN SHENFELD | Personal Financial Specialist | NORTHBROOK, IL | ARLINGTON HEIGHTS, IL | SCHAUMBURG, IL | 16 | 44 | n/a | yes |
| JEFFREY THOMAS FARRELL | n/a | Sea Girt, NJ | SCHAUMBURG, IL | 15 | 27 | 2 | yes |
| DONALD TODD COHEN | n/a | SCHAUMBURG, IL | DEERFIELD BEACH, FL | 14 | 44 | 2 | yes |
| PATRICK DENNIS CARROLL | n/a | SCHAUMBURG, IL | Pacific Grove, CA | 14 | 40 | 1 | yes |
| GUY JAMES ABBANAT | n/a | SCHAUMBURG, IL | Buffalo Grove , IL | 13 | 42 | 5 | yes |
| CHRISTOPHER T DALLAS | n/a | Schaumburg, IL | SCHAUMBURG, IL | 13 | 18 | 2 | yes |
| CHARLES ROBERT TAYLOR | n/a | SCHAUMBURG, IL | MINNEAPOLIS, MN | 13 | 18 | 1 | yes |
| MARK JOHN LISHCHYNSKY | n/a | SCHAUMBURG, IL | Schaumburg, IL | 13 | 32 | n/a | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WEG FUND I, LLC | Private Equity Fund | $75.0M | Mar 31, 2022 | 50 | Mar 31, 2018 | dropped | n/a |
| MIDWAY VENTURE PARTNERS | Private Equity Fund | $75.0M | Mar 31, 2022 | 50 | Mar 31, 2021 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUDAS, STEPHEN STANLEY | President | Na | yes | 01/2024 | Jun 9, 2026 | Jun 9, 2026 |
| LISHCHYNSKY, MARK JOHN JR | CHIEF OPERATING OFFICER | Na | yes | 07/2013 | Jun 9, 2026 | Jun 9, 2026 |
| WEBB, WILLIAM DUDLEY JR | CHIEF COMPLIANCE OFFICER | Na | yes | 11/2019 | Jun 9, 2026 | Jun 9, 2026 |
| GOULD, CRAIG MICHAEL | CHIEF EXECUTIVE OFFICER | Na | yes | 05/2021 | Mar 31, 2022 | Aug 1, 2024 |
| WENTWORTH MANAGEMENT SERVICES, | OWNER EXECUTIVE OFFICER | E | no | 05/2021 | Jun 9, 2026 | Jun 9, 2026 |
| BINAH CAPITAL GROUP, INC. | Owner | E | no | 03/2024 | May 8, 2024 | Aug 1, 2024 |
| WENTWORTH MANAGEMENT SERVICES, LLC | Owner | E | no | 05/2021 | Mar 31, 2022 | Aug 1, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Houston | TX | United States | 5 | yes |
| Manasquan | Nj | United States | 3 | yes |
| Morristown | Nj | United States | 3 | yes |
| Scottsdale | Az | United States | 2 | yes |
| DEERFIELD BEACH | FL | United States | 2 | yes |
| ARLINGTON HEIGHTS | IL | United States | 2 | yes |
| Sparks | Nv | United States | 2 | yes |
| Bremerton | Wa | United States | 2 | yes |
| Irvine | CA | United States | 1 | yes |
| PEBLLE BEACH | CA | United States | 1 | yes |
| SHERMAN OAKS | CA | United States | 1 | yes |
| Westport | Ct | United States | 1 | yes |
| BOCA RATON | FL | United States | 1 | yes |
| Jacksonville | FL | United States | 1 | yes |
| LAKE WORTH | FL | United States | 1 | yes |
| Dolton | IL | United States | 1 | yes |
| GLEN ELLYN | IL | United States | 1 | yes |
| Mundelein | IL | United States | 1 | yes |
| Northfield | IL | United States | 1 | yes |
| Schaumburg | IL | United States | 1 | yes |
| Willowbrook | IL | United States | 1 | yes |
| Southbridge | Me | United States | 1 | no |
| Minneapolis | Mn | United States | 1 | yes |
| Chesterfield | Mo | United States | 1 | yes |
| Nixa | Mo | United States | 1 | yes |
| Bozeman | Mt | United States | 1 | yes |
| Cary | Nc | United States | 1 | yes |
| Fayetteville | Nc | United States | 1 | no |
| Morristown | Nj | United States | 1 | yes |
| Northfield | Nj | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 28, 2024 | $859M | $776M | 190 | 60 | 46 | n/a | n/a |
| 2022 | Mar 30, 2023 | $1.0B | $875M | 152 | 107 | 46 | n/a | n/a |
| 2021 | Mar 31, 2022 | $1.1B | $954M | 164 | 98 | 53 | 2 | $150M |
| 2020 | Mar 31, 2021 | $1.0B | $944M | 166 | 80 | 53 | 2 | $48.0M |
| 2019 | Mar 31, 2020 | $843M | $776M | 171 | 83 | 50 | 1 | $1.8M |
| 2018 | Mar 29, 2019 | $687M | $624M | 687,122 | 85 | 79 | 1 | $1.8M |
| 2017 | Apr 30, 2018 | $701M | $631M | 185 | 120 | 45 | 1 | $1.8M |
| 2016 | Mar 31, 2017 | $608M | $529M | 175 | 100 | n/a | n/a | n/a |
| 2015 | Mar 28, 2016 | $491M | $418M | 170 | 100 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $493M | $411M | 170 | 100 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $426M | $320M | 165 | 105 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $407M | $330M | 165 | 106 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $433M | $359M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 2 | 1 | 3.5% | 1 | 0 | 0 | 10 | 13 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $1.0B | $1.0B | -0.6% | $1.0B | -0.8% | 165 | 152 | 37 | 46 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FINANCIAL ENHANCEMENT GROUP | 3 | Nov 30, 2023 | Jan 6, 2012 | MOORESVILLE, IN | Team lift out | Ibd to RIA | 5.6% |
| MODERN WEALTH MANAGEMENT, LLC | 2 | Oct 13, 2023 | Oct 16, 2023 | SCHAUMBURG, IL | Team lift out | Ibd to RIA | 3.6% |
| TREK FINANCIAL | 2 | Mar 31, 2016 | Jul 28, 2017 | SCHAUMBURG, IL | Team lift out | Other | 3.0% |
| NORTHVIEW ASSET MANAGEMENT, INC. | 2 | Jan 7, 2016 | Jan 22, 2016 | AUSTIN, TX | Team lift out | Other | 2.9% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | 2 | May 15, 2015 | May 18, 2015 | SALT LAKE CITY, UT | Team lift out | Other | 0.1% |
| EQUITABLE ADVISORS, LLC | 2 | May 7, 2015 | May 8, 2015 | FOLSOM, CA | Team lift out | Other | 0.1% |