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Advisor at HARBOR INVESTMENT ADVISORY, LLC
LUTHERVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARBOR INVESTMENT ADVISORY, LLC | Mixed wealth | Jul 7, 2025 | n/a | yes | LUTHERVILLE, MD | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 12, 2004 | Jul 23, 2025 | no | BETHESDA, MD|WEEHAWKEN, NJ|BALTIMORE, MD|WEEHAWKEN, NJ|WEEHAWKEN, NJ|BALTIMORE, MD|ROCKVILLE, MD|HUNT VALLEY, MD|McLean, VA|HUNT VALLEY, MD|BETHESDA, MD|HUNT VALLEY, MD|McLean, VA|GREENSBORO, NC | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 15, 1999 | Nov 12, 2004 | no | ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | HARBOR INVESTMENT ADVISORY, LLC | Jul 23, 2025 | Jul 7, 2025 | -16 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY DW INC. | UBS FINANCIAL SERVICES INC. | Nov 12, 2004 | Nov 12, 2004 | 0 | Firm change | Other |