DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• G•••• C•••••• M••••••••• L••
RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• G•••• C•••••• M••••••••• L•• | I•••••••••_WEALTH | Aug 5, 2025 | n/a | yes | RENO, NV | Current employment |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Jun 11, 2013 | Aug 6, 2025 | no | SAN DIEGO, CA|RENO, NV|Stateline, NV |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | S•••••• G•••• C•••••• M••••••••• L•• | Aug 6, 2025 | Aug 5, 2025 | -1 | Firm change | Ibd to new firm |
| M••••• S•••••• | I••••••••• F•••••••• G••••• L•• | Jun 28, 2013 | Jun 11, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7717:336187:NV:2025-08-06 | Aug 6, 2025 | Aug 5, 2025 | STATELINE, NV | Firm change |
| M••••• S•••••• | Wirehouse | Sep 18, 2012 | Jun 28, 2013 | no | Incline Village, NV|Reno, NV | Previous registration |
| S•••••• W••••• M••••••••• L•• | Former SEC adviser | Jul 22, 2010 | Sep 28, 2012 | no | RENO, NV|RENO, NV | Previous registration |
| S•••••• R••••••••• P••••••• G••••• I••• | n/a | Jun 26, 2006 | Oct 17, 2006 | no | MINDEN, NV | Previous registration |
| Q•• F•••••••• L•• | n/a | Jan 12, 2006 | Aug 30, 2010 | no | RENO, NV|RENO, NV|OMAHA, NE | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Jul 12, 2002 | Jan 10, 2006 | no | MINDEN, NV | Previous registration |
| B••••••••• S••••••••• C••••••••• | n/a | Feb 6, 2000 | Aug 9, 2002 | no | BAKERSFIELD, CA | Previous registration |
| -17 |
| Firm change |
| Other |
| S•••••• W••••• M••••••••• L•• | M••••• S•••••• | Sep 28, 2012 | Sep 18, 2012 | -10 | Firm change | Other |
| Q•• F•••••••• L•• | S•••••• R••••••••• P••••••• G••••• I••• | Aug 30, 2010 | Jun 26, 2006 | -1,526 | Firm change after gap | Other |
| S•••••• R••••••••• P••••••• G••••• I••• | S•••••• W••••• M••••••••• L•• | Oct 17, 2006 | Jul 22, 2010 | 1,374 | Firm change after gap | Other |
| S••••••••• A•••••• A•••••••• I••• | Q•• F•••••••• L•• | Jan 10, 2006 | Jan 12, 2006 | 2 | Firm change | Other |
| B••••••••• S••••••••• C••••••••• | S••••••••• A•••••• A•••••••• I••• | Aug 9, 2002 | Jul 12, 2002 | -28 | Firm change | Other |