This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$286MItem 5.F on the latest filing (2026-06-16); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$286M

Private client RAUM

$286MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$95.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

3

Offices

2Schedule D 1.F, beyond the principal office

Accounts

1,725

Individual clients

714

High net worth clients

116

SEC number

801-132783

CRD

336187

Filings on the tape

9

First filed

Apr 14, 2025

Latest filed

Jun 16, 2026

Organised

Limited Liability Company, NV

• Occurred

  Oct 7, 2025
  Regulatory AUM changed

  Sanchez Gaunt Capital Management, Llc reported RAUM $245.0M, up 98% from $123.6M (2025-08-22 to 2025-10-07)

  Form ADVobserved 5 days ago
  $121M
• Occurred

  Aug 6, 2025
  Team lift-out

  2 advisors left Independent Financial Group, LLC (Stateline, NV) for Sanchez Gaunt Capital Management, LLC on the same day

  Form ADVobserved 5 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:992e61d7-433a-1230-fce2-e25c0f998d8f

First observed

Apr 14, 2025

Last observed

Jun 16, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.