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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

THE ARKANSAS FINANCIAL GROUP, INC.

CRD 104808

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23c96bd0-eafd-fde0-64e9-3cd2dcff319c

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Mar 13, 2012 to Sep 4, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $971MItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $971M
Private client RAUM: $958MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $194Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,661
Individual clients: 119
High net worth clients: 248
Custody, client assets: $153M
SEC number: 801-23922
CIK: 764611
CRD: 104808
Filings on the tape: 34
First filed: Mar 13, 2012
Latest filed: Sep 4, 2026
Organised: Corporation, AR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FREDRICK EARL ADKINS	Certified Financial Planner\|Chartered Financial Consultant	LITTLE ROCK, AR	41	44	1	no
KRISTINA KATHLEEN BOLHOUSE	Certified Financial Planner\|Personal Financial Specialist	LITTLE ROCK, AR	24	27	n/a	no
MARY ELIZABETH MCCRAW	Certified Financial Planner	LITTLE ROCK, AR	17	23	3	no
JOHN RALPH BROADWATER	Certified Financial Planner	LITTLE ROCK, AR	17	38	2	no
Jacob Lawrence Spradlin	Certified Financial Planner	LITTLE ROCK, AR	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADKINS, FREDRICK, EARL	CHIEF EXECUTIVE OFFICER	B	yes	06/1982	Sep 4, 2026	Sep 4, 2026
BOLHOUSE, KRISTINA, KATHLEEN	President	C	yes	12/2024	Sep 4, 2026	Sep 4, 2026
BROADWATER, JOHN, RALPH	CHIEF INVESTMENT OFFICER	C	yes	01/2009	Sep 4, 2026	Sep 4, 2026
MCCRAW, MARY, ELIZABETH	CHIEF COMPLIANCE OFFICER	B	yes	03/2021	Sep 4, 2026	Sep 4, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026	$971M	$971M	11	5	0	n/a	n/a
2024	Mar 10, 2025	$861M	$861M	11	5	0	n/a	n/a
2023	Mar 13, 2024	$755M	$755M	10	4	0	n/a	n/a
2022	Mar 23, 2023	$667M	$667M	9	4	0	n/a	n/a
2021	Mar 30, 2022	$744M	$744M	9	5	0	n/a	n/a
2020	Mar 26, 2021	$638M	$638M	9	5	0	n/a	n/a
2019	Mar 12, 2020	$550M	$550M	7	4	0	n/a	n/a
2018	Mar 17, 2019	$467M	$467M	7	7	0	n/a	n/a
2017	Mar 23, 2018	$477M	$477M	6	4	0	n/a	n/a
2016	Mar 7, 2017	$418M	$418M	6	4	n/a	n/a	n/a
2015	Mar 16, 2016	$369M	$369M	6	4	n/a	n/a	n/a
2014	Mar 25, 2015	$363M	$363M	5	4	n/a	n/a	n/a
2013	Mar 28, 2014	$340M	$340M	5	4	n/a	n/a	n/a
2012	Mar 27, 2013	$296M	$296M	6	4	n/a	n/a	n/a
2011	Mar 13, 2012	$256M	$256M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$971M	$861M	12.7%	$667M	13.3%	11	11	0	0

Relationships

Registered with (9)

← Jacob Lawrence SpradlinAdvisorregistration: current employment
Jan 3, 2025 to presentfactForm ADV
← JOHN RALPH BROADWATERAdvisorregistration: current employment
Jan 9, 2009 to presentfactForm ADV
← MARY ELIZABETH MCCRAWAdvisorregistration: current employment
Nov 14, 2008 to presentfactForm ADV
← KRISTINA KATHLEEN BOLHOUSEAdvisorregistration: current employment
Jan 1, 2002 to presentfactForm ADV
← FREDRICK EARL ADKINSAdvisorregistration: current employment
May 24, 1985 to presentfactForm ADV
← Jonathan Morgan RickettsAdvisorregistration: previous registration
Mar 29, 2024 to Apr 25, 2025factForm ADV
← Zachery Dean OtwellAdvisorregistration: previous registration
Dec 16, 2021 to Oct 29, 2022factForm ADV
← JOHN WAYNE KELLEYAdvisorregistration: previous registration
Sep 13, 2000 to Jun 30, 2005factForm ADV
← RAYMOND FITZGERALDAdvisorregistration: previous registration
Nov 5, 2002 to Oct 22, 2003factForm ADV

Controls (4)

← BROADWATER, JOHN, RALPHOwnerCHIEF INVESTMENT OFFICER, ownership code C, individual
Mar 13, 2012 to Mar 14, 2024factForm ADV
← BOLHOUSE, KRISTINA, KATHLEENOwnerCHIEF FINANCIAL OFFICER, ownership code C, individual
Mar 13, 2012 to Mar 14, 2024factForm ADV
← MCCRAW, MARY, ELIZABETHOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 26, 2021 to Mar 14, 2024factForm ADV
← ADKINS, FREDRICK, EARLOwnerCHIEF EXECUTIVE OFFICER, ownership code B, individual
Mar 13, 2012 to Mar 14, 2024factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
Jonathan Morgan Ricketts left The Arkansas Financial Group, Inc. for Hatcher Capital Investments, Inc. (registered 2025-07-16)
Form ADVobserved 4 days ago
Occurred
Oct 29, 2022
Advisor changed firm
Zachery Dean Otwell left The Arkansas Financial Group, Inc. for Vicus Capital, Inc. (registered 2026-06-05)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23c96bd0-eafd-fde0-64e9-3cd2dcff319c
First observed: Mar 13, 2012
Last observed: Sep 4, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE ARKANSAS FINANCIAL GROUP, INC.

CRD 104808

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23c96bd0-eafd-fde0-64e9-3cd2dcff319c

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FREDRICK EARL ADKINS

Certified Financial Planner|Chartered Financial Consultant

LITTLE ROCK, AR

KRISTINA KATHLEEN BOLHOUSE

Certified Financial Planner|Personal Financial Specialist

LITTLE ROCK, AR

n/a

MARY ELIZABETH MCCRAW

Certified Financial Planner

LITTLE ROCK, AR

JOHN RALPH BROADWATER

Certified Financial Planner

LITTLE ROCK, AR

Jacob Lawrence Spradlin

Certified Financial Planner

LITTLE ROCK, AR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADKINS, FREDRICK, EARL

CHIEF EXECUTIVE OFFICER

yes

06/1982

Sep 4, 2026

BOLHOUSE, KRISTINA, KATHLEEN

President

yes

12/2024

Sep 4, 2026

BROADWATER, JOHN, RALPH

CHIEF INVESTMENT OFFICER

yes

01/2009

Sep 4, 2026

MCCRAW, MARY, ELIZABETH

CHIEF COMPLIANCE OFFICER

yes

03/2021

Sep 4, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 5, 2026

$971M

n/a

2024

Mar 10, 2025

$861M

n/a

2023

Mar 13, 2024

$755M

n/a

2022

Mar 23, 2023

$667M

n/a

2021

Mar 30, 2022

$744M

n/a

2020

Mar 26, 2021

$638M

n/a

2019

Mar 12, 2020

$550M

n/a

2018

Mar 17, 2019

$467M

n/a

2017

Mar 23, 2018

$477M

n/a

2016

Mar 7, 2017

$418M

n/a

2015

Mar 16, 2016

$369M

n/a

2014

Mar 25, 2015

$363M

n/a

2013

Mar 28, 2014

$340M

n/a

2012

Mar 27, 2013

$296M

n/a

2011

Mar 13, 2012

$256M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$971M

$861M

12.7%

$667M

13.3%