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Advisor at THE ARKANSAS FINANCIAL GROUP, INC.
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE ARKANSAS FINANCIAL GROUP, INC. | Independent wealth | Nov 14, 2008 | n/a | yes | LITTLE ROCK, AR | Current employment |
| THE WEALTH COLLABORATIVE, INC. | Independent wealth | Feb 8, 2007 | Dec 5, 2008 | no | WOODLAND HILLS, CA | Previous registration |
| LWI FINANCIAL INC. | Former SEC adviser | Dec 7, 2004 | Dec 31, 2007 | no | LOS ANGELES, CA | Previous registration |
| FINANCIAL DECISIONS, INC. | n/a | Aug 6, 2003 | Nov 17, 2004 | no | LITTLE ROCK, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE WEALTH COLLABORATIVE, INC. | THE ARKANSAS FINANCIAL GROUP, INC. | Dec 5, 2008 | Nov 14, 2008 | -21 | Firm change | Other |
| LWI FINANCIAL INC. | THE WEALTH COLLABORATIVE, INC. | Dec 31, 2007 | Feb 8, 2007 | -326 | Firm change after gap | Other |
| FINANCIAL DECISIONS, INC. | LWI FINANCIAL INC. | Nov 17, 2004 | Dec 7, 2004 | 20 | Firm change | Other |