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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Joy Sutton Clary

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:23cd7fe7-1589-db06-8f78-97705e49948d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 8, 1995
First registration: Nov 18, 2013
Dual registered: yes, broker-dealer
Other names: JOY ELAINE SUTTON|JOY E SUTTON
IAPD individual key: 2466194

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Oct 16, 2025	n/a	yes	CHARLOTTE, NC	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 9, 2023	Oct 14, 2025	no	Cornelius, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 23, 2015	Jul 27, 2023	no	CHARLOTTE, NC\|HUNTERSVILLE, NC\|CHARLOTTE, NC\|RALEIGH, NC\|DAVIDSON, NC\|CHARLOTTE, NC\|BEVERLY HILLS, CA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Nov 18, 2013	Mar 25, 2015	no	Charlotte, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Oct 14, 2025	Oct 16, 2025	2	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 27, 2023	Nov 9, 2023	105	Firm change	Wirehouse to ibd
JANNEY MONTGOMERY SCOTT LLC	WELLS FARGO ADVISORS	Mar 25, 2015	Mar 23, 2015	-2	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 9, 2023 to Oct 14, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 23, 2015 to Jul 27, 2023factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Nov 18, 2013 to Mar 25, 2015factForm ADV

Dated events

Occurred
Oct 14, 2025
Advisor changed firm
Joy Sutton Clary left Raymond James Financial Services Advisors, Inc for Raymond James & Associates, Inc. (registered 2025-10-16)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2023
Advisor changed firm
Joy Sutton Clary left Wells Fargo Advisors for Raymond James Financial Services Advisors, Inc (registered 2023-11-09)
Form ADVobserved 4 days ago