DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• S••••• C••••

R•••••• J•••• • A••••••••• I•••national BDCharlotte, Ncdual registrantIAPD 2466194

Feed of 09/14/2026

Also filed as Joy Elaine Sutton

At current firm

0 y

since Oct 16, 2025

In the industry

30 y

since Dec 8, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Oct 16, 2025 · Charlotte, Nc
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Nov 9, 2023 to Oct 14, 2025 · Cornelius, Nc
W•••• F•••• A••••••• wirehouse
Mar 23, 2015 to Jul 27, 2023 · Charlotte, Nc
J••••• M••••••••• S•••• L•• BD affiliated
Nov 18, 2013 to Mar 25, 2015 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••
left Oct 14, 2025, registered Oct 16, 2025 (2 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jul 27, 2023, registered Nov 9, 2023 (105 days) · Wirehouse to affiliated broker-dealer or bank
J••••• M••••••••• S•••• L•• to W•••• F•••• A•••••••
left Mar 25, 2015, registered Mar 23, 2015 (-2 days) · Other

Signals

J•• S••••• C•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R•••••• J•••• • A••••••••• I••• (registered 2025-10-16)
Oct 14, 2025 · Advisor changed firm · fact
J•• S••••• C•••• left W•••• F•••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-11-09)
Jul 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address