DFX Intelligence

C••••••••• E••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

C••••••••• E••••• M••••••

Advisor at V••••••••• A••••••• S•••••••

Westport, CT | WOODBURY, NY

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Search this name across graphsid dfx:ria:23d3ebe5-1a45-204d-2d6e-d4491adf9f70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Apr 21, 2021	n/a	yes	WOODBURY, NY\|Westport, CT	Current employment
W••••••• C•••••• M••••••• L••	Former SEC adviser	Mar 12, 2002	Jul 8, 2021	no	W•••••••, CT\|W•••••••, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• C•••••• M••••••• L••	V••••••••• A••••••• S•••••••	Jul 8, 2021	Apr 21, 2021	-78	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
Apr 21, 2021 to presentfactForm ADV
→ W••••••• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 12, 2002 to Jul 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23d3ebe5-1a45-204d-2d6e-d4491adf9f70
First observed: Mar 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.