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Advisor at WELLS FARGO ADVISORS
ROCHESTER, NY | FRANKLIN, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 4, 2026 | n/a | yes | FRANKLIN, TN|ROCHESTER, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 9, 2016 | Sep 4, 2026 | no | BRENTWOOD, TN|Brentwood, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 18, 2009 | Sep 20, 2016 | no | FRANKLIN, TN|NASHVILLE, TN | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Feb 26, 2009 | no | NASHVILLE, TN|NEW YORK, NY|NASHVILLE, TN | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Feb 23, 2004 | Feb 21, 2006 | no | NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Sep 4, 2026 | Sep 4, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Sep 20, 2016 | Sep 9, 2016 | -11 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 26, 2009 | Feb 18, 2009 | -8 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:TN:2026-09-04 | Sep 4, 2026 | Sep 4, 2026 | BRENTWOOD, TN | Channel change |