DFX Intelligence

R••••••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

R••••••••• W••••• A•••••••• L••

CRD 300419

CAPE CORAL, FL

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Search this name across graphsid dfx:ria:23dc997f-4c8a-53d6-32fa-362701b7b332

Data as of Feb 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2024 to Feb 13, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• A• K••••	Certified Financial Planner	CAPE CORAL, FL	1	13	n/a	no

Relationships

Registered with (3)

← D•••• A• K••••Advisorregistration: current employment
Feb 12, 2025 to presentfactForm ADV
← J••••• L••••Advisorregistration: current employment
Jan 27, 2025 to presentfactForm ADV
← E••• E••••• K••••••Advisorregistration: current employment
Apr 23, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23dc997f-4c8a-53d6-32fa-362701b7b332
First observed: Feb 13, 2024
Last observed: Feb 13, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.