DFX Intelligence

E••• E••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor19 years in industry

E••• E••••• K••••••

Advisor at B••••••••• W••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c09b8fe4-c692-affb-8036-84028aca7c32

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jan 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W••••• A•••••••• L••	State registered	Apr 23, 2019	n/a	yes	CAPE CORAL, FL\|PUNTA GORDA, FL\|Bonita Springs, FL	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Nov 7, 2013	n/a	yes	Cape Coral, FL\|PUNTA GORDA, FL\|BONITA SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	B••••••••• W••••• A•••••••• L••	Oct 3, 2013	Nov 7, 2013	35	Firm change	Other
L•• F•••••••• L••	I• A••••••• S•••••••• I•••	Sep 27, 2013	Sep 19, 2013

Relationships

Registered with (4)

→ R••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 23, 2019 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Nov 7, 2013 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2013 to Oct 3, 2013factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c09b8fe4-c692-affb-8036-84028aca7c32
First observed: Jan 18, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.