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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

DONNA GAIL SMOTHERMON

Advisor at WELLS FARGO ADVISORS

DALLAS, TX

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Search this name across graphsid dfx:ria:23dd4819-3ee0-d6c9-e68d-5ab44c8e2895

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 27, 2007
First registration: Jan 8, 2008
Dual registered: yes, broker-dealer
Other names: DONNA GAIL WILSON|DONNA G SMOTHERMON|DONNA SMOTHERMON
IAPD individual key: 5397246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 19, 2017	n/a	yes	DALLAS, TX	Current employment
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Apr 16, 2012	Jul 27, 2016	no	SARASOTA, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Mar 16, 2010	Apr 12, 2012	no	SARASOTA, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 31, 2009	Feb 23, 2010	no	SARASOTA, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 16, 2009	Jul 23, 2009	no	SARASOTA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 8, 2008	Jan 5, 2009	no	SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JANNEY MONTGOMERY SCOTT LLC	WELLS FARGO ADVISORS	Jul 27, 2016	May 19, 2017	296	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	JANNEY MONTGOMERY SCOTT LLC	Apr 12, 2012	Apr 16, 2012	4	Firm change	Other
WELLS FARGO ADVISORS	MORGAN KEEGAN & COMPANY, LLC	Feb 23, 2010	Mar 16, 2010	21	Firm change	Other
MSI FINANCIAL SERVICES, INC.	WELLS FARGO ADVISORS	Jul 23, 2009	Aug 31, 2009	39	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSI FINANCIAL SERVICES, INC.	Jan 5, 2009	Mar 16, 2009	70	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 31, 2009 to Feb 23, 2010factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Apr 16, 2012 to Jul 27, 2016factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Mar 16, 2010 to Apr 12, 2012factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 16, 2009 to Jul 23, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 8, 2008 to Jan 5, 2009factForm ADV

Dated events

No dated event names this entity yet.