DFX Intelligence

C•••••• G• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

C•••••• G• M••••

Advisor at R••••••••• C•••••• M•••••••••

Los Angeles, CA | Newport Beach, CA

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Search this name across graphsid dfx:ria:23e48d9f-1d46-7843-24d8-bba42b239b1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Aug 7, 2024	n/a	yes	Los Angeles, CA\|Newport Beach, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 12, 2024	Aug 1, 2024	no	Newport Beach, CA\|LOS ANGELES, CA\|NEWPORT BEACH, CA\|Laguna Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	R••••••••• C•••••• M•••••••••	Aug 1, 2024	Aug 7, 2024	6	Firm change	Wirehouse to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	Feb 5, 2019	Apr 12, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:79:CA:2019-02-05	Feb 5, 2019	Apr 12, 2024	LAGUNA NIGEL, CA	Firm change after gap

Relationships

Registered with (3)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Aug 7, 2024 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 12, 2024 to Aug 1, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 20, 2010 to Feb 5, 2019factForm ADV

Dated events

Occurred
Aug 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23e48d9f-1d46-7843-24d8-bba42b239b1b
First observed: Jul 20, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.