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R•••• C•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

R•••• C•••• M••••••

Advisor at C••••••

ATLANTA, GA

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Search this name across graphsid dfx:ria:23f13915-4bd6-11f5-1a0b-0062b7bf66a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 15, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Oct 11, 2022	n/a	yes	ATLANTA, GA	Current employment
C• B••••••••• P•••••• W•••••	Former SEC adviser	Oct 14, 2015	Mar 31, 2023	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• B••••••••• P•••••• W•••••	C••••••	Mar 31, 2023	Oct 11, 2022	-171	Bulk transfer	RIA to RIA
S•••••••• F•••••••• P•••••••• I•••	C• B••••••••• P•••••• W•••••	Aug 25, 2015	Oct 14, 2015

Relationships

Registered with (4)

→ C••••••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ C• B••••••••• P•••••• W•••••Registered adviserregistration: previous registration
Oct 14, 2015 to Mar 31, 2023factForm ADV
→ S•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Sep 25, 2013 to Aug 25, 2015factForm ADV
→ A•••• F•••••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23f13915-4bd6-11f5-1a0b-0062b7bf66a2
First observed: Jan 17, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.