RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• C•••• M••••••
- C•••••• independent RIA currentsince Oct 11, 2022 · Atlanta, Ga
- C• B••••••••• P•••••• W••••• formerOct 14, 2015 to Mar 31, 2023 · Atlanta, Ga
- S•••••••• F•••••••• P•••••••• I••• independent RIASep 25, 2013 to Aug 25, 2015 · Plano, Tx
- A•••• F•••••••• M••••••••• I••• independent RIAJan 17, 2013 to Jul 31, 2013 · Savannah, Ga
- C• B••••••••• P•••••• W••••• to C••••••left Mar 31, 2023, registered Oct 11, 2022 (-171 days) · corporate re-registration, not a move
- S•••••••• F•••••••• P•••••••• I••• to C• B••••••••• P•••••• W•••••left Aug 25, 2015, registered Oct 14, 2015 (50 days) · Other
- A•••• F•••••••• M••••••••• I••• to S•••••••• F•••••••• P•••••••• I•••left Jul 31, 2013, registered Sep 25, 2013 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address