DFX Intelligence

R•••••• W• P••• • A••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R•••••• W• P••• • A••••••••• L••

CRD 156812

NOVI, MI

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Search this name across graphsid dfx:ria:23f78f1c-524c-967a-f236-0676272e845e

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2019 to Mar 25, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $373M••• Locked
Discretionary RAUM: $373M
Private client RAUM: $372Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $62.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• M•••••• P•••	Certified Financial Planner	NOVI, MI	12	16	n/a	no
S••••• R•••••• P•••	Certified Financial Planner	NOVI, MI	10	16	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••• M••••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Feb 27, 2023	Feb 19, 2024
P•••• R••••••• W••••••	MANAGING MEMBER	E	yes	04/2011	Jun 19, 2019	Feb 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• P•••	n/a	n/a	n/a	N	no	n/a
M•••••• P•••	n/a	n/a	n/a	N	no	n/a
R•••••• W• P•••	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
ANN ARBOR	Mi	United States	1	no
Troy	Mi	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$373M	$323M	15.3%	$237M	16.3%	8	9	2	2

Relationships

Registered with (9)

← B•••••• E••••• B•••Advisorregistration: current employment
Sep 13, 2023 to presentfactForm ADV
← R•••••• W•••••• P•••Advisorregistration: current employment
Jun 25, 2020 to presentfactForm ADV
← B•••• S•••••Advisorregistration: current employment
Jun 25, 2018 to presentfactForm ADV
← M•••••• B•••• D•••••••••

Dated events

Occurred
Feb 27, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 19, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:23f78f1c-524c-967a-f236-0676272e845e
First observed: Jun 19, 2019
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.