DFX Intelligence

A•••••••• M•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A•••••••• M•••• B•••••

Advisor at D••• D••••••• • C••

GREAT FALLS, MT | Seattle, WA

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Search this name across graphsid dfx:ria:79356eb6-fc2b-2db0-d0f9-2ac8e1b5823c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Dec 10, 2024	n/a	yes	Seattle, WA\|GREAT FALLS, MT	Current employment
C• P•••••• W•••••	Independent wealth	Jun 13, 2022	Aug 29, 2023	no	NOVI, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C• P•••••• W•••••	D••• D••••••• • C••	Aug 29, 2023	Dec 10, 2024	469	Firm change after gap	RIA to RIA
R•••••• W• P••• • A••••••••• L••	C• P•••••• W•••••	Sep 1, 2021	Jun 13, 2022

Relationships

Registered with (6)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Dec 10, 2024 to presentfactForm ADV
→ C• P•••••• W•••••Registered adviserregistration: previous registration
Jun 13, 2022 to Aug 29, 2023factForm ADV
→ R•••••• W• P••• • A••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2019 to Sep 1, 2021factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Aug 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79356eb6-fc2b-2db0-d0f9-2ac8e1b5823c
First observed: Mar 29, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.