This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$109MItem 5.F on the latest filing (2026-04-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$109M

Private client RAUM

$75.4MderivedItem 5.D individuals plus high net worth individuals

Private client share

70%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$36.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

158

Individual clients

74

High net worth clients

27

SEC number

801-135134

CRD

339946

Filings on the tape

2

First filed

Jan 20, 2026

Latest filed

Apr 14, 2026

Organised

Limited Liability Company, OK

• Occurred

  Jan 20, 2026
  Team lift-out

  2 advisors left Hornor, Townsend & Kent, LLC (Perkins, OK) for L&S Private Wealth, LLC on the same day

  Form ADVobserved 6 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:24016e16-abf6-6ae7-cbd1-fa647905f473

First observed

Jan 20, 2026

Last observed

Apr 14, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.