DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

L&S Private Wealth, LLC

Independent wealth managerOklahoma City, OklahomaCRD 339946SEC 801-135134IAPD
Latest filing Apr 14, 2026
First filing on the tape Jan 20, 2026 · 2 filings
SEC status approved since Jan 14, 2026
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
70%
$75.4M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$36.2M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$109M as of Apr 14, 2026
Jan 20, 2026$0 then
HNW client RAUM: $50.7M
State-registered IARs (5.B.3)0 as of Apr 14, 2026
Jan 20, 20260 then
Employees (5.A)1 as of Apr 14, 2026
Jan 20, 20261 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$36.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
34derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$686,716derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$50.7M47%
  • Corporations and businesses$33.1M30%
  • Individuals$24.7M23%
Individual clients
74reported
HNW clients
27reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
158reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.7 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Madison Leigh ChaneyOklahoma City, OkJan 20, 202610 y1
David Alan OrtizCertified Financial PlannerOklahoma City, OkJan 20, 202612 y2
Anthony Paul HernandezOklahoma City, OkJan 21, 202634 y2
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Oklahoma City, Ok · principal330
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 158
        Jan 20, 2026 to Apr 14, 2026
      • Corporate clients · unset to 1.0
        Jan 20, 2026 to Apr 14, 2026
      • HNW clients · unset to 27.0
        Jan 20, 2026 to Apr 14, 2026
      • Individual clients · unset to 74.0
        Jan 20, 2026 to Apr 14, 2026
      • Discretionary RAUM · $0 to $109M
        Jan 20, 2026 to Apr 14, 2026
      • HNW RAUM · unset to 50731180.0
        Jan 20, 2026 to Apr 14, 2026
      • Individual RAUM · unset to 24685333.0
        Jan 20, 2026 to Apr 14, 2026
      • RAUM · $0 to $109M
        Jan 20, 2026 to Apr 14, 2026
      Signals
      1 dated events
      • 2 advisors left Hornor, Townsend & Kent, LLC (Perkins, OK) for L&S Private Wealth, LLC on the same day
        Jan 20, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      405-614-3106reportedpublic record, Form ADV, Apr 14, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $36.2Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026