DFX Intelligence

E•••••• A••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

E•••••• A••••• F•••••

Advisor at C•••••• A••••••• S•••••••• L••

DALLAS, TX | Stockton, CA

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Search this name across graphsid dfx:ria:2404882f-c20a-7793-9e4c-dd816fcfabcf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	DALLAS, TX\|Stockton, CA	Current employment
G••••• A•••• M••••••••• G••••	n/a	Sep 30, 2010	Aug 13, 2021	no	WINTER SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• A•••• M••••••••• G••••	C•••••• A••••••• S•••••••• L••	Aug 13, 2021	Jan 1, 2026	1,602	Firm change after gap	Other
F•••••••• L••••••••• A•••••••• I•••	G••••• A•••• M••••••••• G••••	Oct 15, 2009	Sep 30, 2010

Relationships

Registered with (3)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ G••••• A•••• M••••••••• G••••Registered adviserregistration: previous registration
Sep 30, 2010 to Aug 13, 2021factForm ADV
→ F•••••••• L••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 26, 2008 to Oct 15, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2404882f-c20a-7793-9e4c-dd816fcfabcf
First observed: Feb 26, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.