RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• A••••• F•••••
- C•••••• A••••••• S•••••••• L•• independent RIA currentsince Jan 1, 2026 · Dallas, Tx
- G••••• A•••• M••••••••• G•••• unclassifiedSep 30, 2010 to Aug 13, 2021 · Winter Springs, Fl
- F•••••••• L••••••••• A•••••••• I••• unclassifiedFeb 26, 2008 to Oct 15, 2009 · Pinole, Ca
- G••••• A•••• M••••••••• G•••• to C•••••• A••••••• S•••••••• L••left Aug 13, 2021, registered Jan 1, 2026 (1602 days) · Other
- F•••••••• L••••••••• A•••••••• I••• to G••••• A•••• M••••••••• G••••left Oct 15, 2009, registered Sep 30, 2010 (350 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address