DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC CAPITAL MARKETS, LLC
Palmdale, CA | BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 20, 2022 | n/a | yes | BEVERLY HILLS, CA|Palmdale, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 18, 2011 | Apr 21, 2022 | no | SANTA CLARITA, CA|NORTHRIDGE, CA|NORTHRIDGE, CA|LOS ANGELES, CA|LANCASTER, CA|PALMDALE, CA|PALMDALE, CA|NEWHALL, CA|NEWHALL, CA|SANTA MONICA, CA|SANTA MONICA, CA|LOS ANGELES, CA|LOS ANGELES, CA|LANCASTER, CA|STEVENSON RANCH, CA|CASTAIC, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 1, 2010 | Sep 7, 2011 | no | VALENCIA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RBC CAPITAL MARKETS, LLC | Apr 21, 2022 | Apr 20, 2022 | -1 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 7, 2011 | Oct 18, 2011 | 41 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:CA:2022-04-21 | Apr 21, 2022 | Apr 20, 2022 | LOS ANGELES, CA | Firm change |