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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Las Vegas, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 13, 2014 | n/a | yes | Las Vegas, NV | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 6, 2013 | Oct 8, 2014 | no | LAS VEGAS, NV | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 19, 2007 | Sep 16, 2013 | no | LAS VEGAS, NV | Previous registration |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Mar 30, 2006 | Sep 13, 2007 | no | LAS VEGAS, NV|LAGUNA HILLS, CA|LAGUNA HILLS, CA|LAS VEGAS, NV | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Dec 15, 2004 | Dec 21, 2005 | no | LAS VEGAS, NV | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 10, 2003 | Dec 17, 2004 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 8, 2014 | Oct 13, 2014 | 5 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | MSI FINANCIAL SERVICES, INC. | Sep 16, 2013 | Sep 6, 2013 | -10 | Firm change | Other |
| QUEST CAPITAL STRATEGIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 13, 2007 | Sep 19, 2007 | 6 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | QUEST CAPITAL STRATEGIES, INC. | Dec 21, 2005 | Mar 30, 2006 | 99 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CITICORP INVESTMENT SERVICES | Dec 17, 2004 | Dec 15, 2004 | -2 | Firm change | Other |