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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

DAVID ANDREW SAMUELSEN

Advisor at MML INVESTORS SERVICES, LLC

SPRINGFIELD, MA | Longmeadow, MA

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Search this name across graphsid dfx:ria:242fa2a8-be1c-9b16-0f31-c7ded445f359

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 8, 2005
First registration: Aug 11, 2005
Dual registered: yes, broker-dealer
Other names: DAVID SAMUELSON
IAPD individual key: 4942224

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 31, 2017	n/a	yes	SPRINGFIELD, MA\|Longmeadow, MA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 14, 2013	Mar 24, 2017	no	CHARLOTTE, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 16, 2011	Feb 28, 2013	no	BOYNTON BEACH, FL\|SAN DIEGO, CA\|BOYNTON BEACH, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Sep 25, 2007	Feb 18, 2011	no	BOCA RATON, FL\|PEMBROKE PINES, FL\|BOCA RATON, FL\|BOCA RATON, FL\|PALM BEACH, FL\|FORT LAUDERDALE, FL\|PALM BEACH GARDENS, FL\|LAKE WORTH, FL\|WEST PALM BEACH, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 26, 2007	Oct 3, 2007	no	FORT MILL, SC	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Aug 11, 2005	Sep 11, 2007	no	FT. LAUDERDALE, FL\|CORAL SPRINGS, FL\|FORT LAUDERDALE, FL\|PEMBROKE PINES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MML INVESTORS SERVICES, LLC	Mar 24, 2017	Aug 31, 2017	160	Firm change	Other
LPL FINANCIAL LLC	UBS FINANCIAL SERVICES INC.	Feb 28, 2013	Mar 14, 2013	14	Firm change	Other
FIFTH THIRD SECURITIES, INC.	LPL FINANCIAL LLC	Feb 18, 2011	Feb 16, 2011	-2	Firm change	Other
LPL FINANCIAL LLC	FIFTH THIRD SECURITIES, INC.	Oct 3, 2007	Sep 25, 2007	-8	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Sep 11, 2007	Apr 26, 2007	-138	Firm change after gap	Other

Relationships

Registered with (5)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Aug 31, 2017 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 14, 2013 to Mar 24, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 16, 2011 to Feb 28, 2013factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Sep 25, 2007 to Feb 18, 2011factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Aug 11, 2005 to Sep 11, 2007factForm ADV

Dated events

No dated event names this entity yet.