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Registered advisor
D•••• A••••• S••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as D•••• Samuelson
At current firm
9 y
since Aug 31, 2017
In the industry
21 y
since Aug 8, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Aug 31, 2017 · Springfield, Ma
- U•• F•••••••• S••••••• I••• wirehouseMar 14, 2013 to Mar 24, 2017 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedFeb 16, 2011 to Feb 28, 2013 · Boynton Beach, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedSep 25, 2007 to Feb 18, 2011 · Boca Raton, Fl
- L•• F•••••••• L•• BD affiliatedApr 26, 2007 to Oct 3, 2007 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedAug 11, 2005 to Sep 11, 2007 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 24, 2017, registered Aug 31, 2017 (160 days) · Other
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 28, 2013, registered Mar 14, 2013 (14 days) · Other
- F•••• T•••• S••••••••• I••• to L•• F•••••••• L••left Feb 18, 2011, registered Feb 16, 2011 (-2 days) · Other
- L•• F•••••••• L•• to F•••• T•••• S••••••••• I•••left Oct 3, 2007, registered Sep 25, 2007 (-8 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Sep 11, 2007, registered Apr 26, 2007 (-138 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address