DFX Intelligence

C•••• W•••••• P•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

C•••• W•••••• P•••

Advisor at A••• W•••••• L••

PORTSMOUTH, NH | Milton, GA

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Search this name across graphsid dfx:ria:2431a040-58c3-f094-b1eb-b1ba886b72b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Oct 5, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• W•••••• L••	Independent wealth	Sep 1, 2026	n/a	yes	PORTSMOUTH, NH\|Milton, GA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 3, 2025	Sep 2, 2026	no	Milton, GA\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••• W•••••• L••	Sep 2, 2026	Sep 1, 2026	-1	Firm change	Ibd to RIA
O•••• W•••••• I•••	L•• F•••••••• L••	Apr 8, 2025	Apr 3, 2025

Relationships

Registered with (6)

→ A••• W•••••• L••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 3, 2025 to Sep 2, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Aug 23, 2024 to Apr 8, 2025factForm ADV
→ T•••• A•••••••• L••

Dated events

Occurred
Sep 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2431a040-58c3-f094-b1eb-b1ba886b72b6
First observed: Oct 5, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.