DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Craig William Pfau

Arca Wealth, LLCindependent RIAPortsmouth, Nh IA-onlyIAPD 4935902

Feed of 09/14/2026

At current firm

0 y

since Sep 1, 2026

In the industry

21 y

since Apr 15, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Arca Wealth, LLC independent RIA current
since Sep 1, 2026 · Portsmouth, Nh
LPL Financial LLC BD affiliated
Apr 3, 2025 to Sep 2, 2026 · Milton, Ga
Osaic Wealth, Inc. BD affiliated
Aug 23, 2024 to Apr 8, 2025 · Scottsdale, Az
Triad Advisors, LLC former
Feb 25, 2021 to Aug 23, 2024 · Atlanta, Ga
Locust Lane Partners, LP unclassified
Oct 22, 2018 to Dec 31, 2022 · Milton, Ga
Carswell Investments, LLC independent RIA
Oct 5, 2018 to Mar 20, 2019 · Milton, Ga

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Arca Wealth, LLC
left Sep 2, 2026, registered Sep 1, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Osaic Wealth, Inc. to LPL Financial LLC
left Apr 8, 2025, registered Apr 3, 2025 (-5 days) · Affiliated broker-dealer or bank to another
Triad Advisors, LLC to Osaic Wealth, Inc.
left Aug 23, 2024, registered Aug 23, 2024 (0 days) · corporate re-registration, not a move
Locust Lane Partners, LP to Triad Advisors, LLC
left Dec 31, 2022, registered Feb 25, 2021 (-674 days) · Other
Carswell Investments, LLC to Locust Lane Partners, LP
left Mar 20, 2019, registered Oct 22, 2018 (-149 days) · Other

Signals

Craig William Pfau left Lpl Financial Llc for Arca Wealth, Llc (registered 2026-09-01)
Sep 2, 2026 · Advisor changed firm · fact
Craig William Pfau left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2025-04-03)
Apr 8, 2025 · Advisor changed firm · fact
Craig William Pfau left Locust Lane Partners, Lp for Triad Advisors, Llc (registered 2021-02-25)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address