This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 24, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Apr 24, 2008

First registration

Nov 23, 2010

Dual registered

yes, broker-dealer

Other names

NEIL ALLEN BAILEY|NEIL BAILEY

IAPD individual key

5513692

• Occurred

  Aug 28, 2026
  Advisor changed firm

  Neil Allen Bailey left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-08-27)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:24357756-e7f7-0222-d465-b3254ce5945a

First observed

Nov 23, 2010

Last observed

Sep 17, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.