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Advisor at BLUE FINANCIAL
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BLUE FINANCIAL | Independent wealth | May 8, 2024 | n/a | yes | CHARLOTTE, NC | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Apr 16, 2019 | May 6, 2024 | no | CHARLOTTE, NC|TAMPA, FL | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Jan 26, 2016 | Apr 23, 2019 | no | Charlotte, NC|SARASOTA, FL|Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | BLUE FINANCIAL | May 6, 2024 | May 8, 2024 | 2 | Firm change | Ibd to RIA |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | J. W. COLE ADVISORS, INC. | Apr 23, 2019 | Apr 16, 2019 | -7 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112294:330324:FL:2024-05-06 | May 6, 2024 | May 8, 2024 | TAMPA, FL | Firm change |