DFX Intelligence

A•••••• M•••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••••• M•••• F••

Advisor at P•••••• W••••• A••••••• I•••

CHAPEL HILL, NC

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Search this name across graphsid dfx:ria:243840f3-8c48-09ee-1414-da9bc9e15ece

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• A••••••• I•••	Independent wealth	Nov 4, 2020	n/a	yes	CHAPEL HILL, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 3, 2019	Mar 3, 2020	no	CHAPEL HILL, NC\|RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•••••• W••••• A••••••• I•••	Mar 3, 2020	Nov 4, 2020	246	Firm change	Wirehouse to RIA
R•••••• J•••• • A••••••••• I•••	W•••• F•••• A•••••••	May 3, 2018	Jun 3, 2019

Relationships

Registered with (3)

→ P•••••• W••••• A••••••• I•••Registered adviserregistration: current employment
Nov 4, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 3, 2019 to Mar 3, 2020factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Dec 9, 2016 to May 3, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:243840f3-8c48-09ee-1414-da9bc9e15ece
First observed: Dec 9, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.